Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

Shenzhen Stock Exchange Releases 2009 Self-Discipline Regulatory Work Report

Date 25/06/2010

Today, the SZSE releases the 2009 Self-discipline Regulatory Work Report, showing that the important functions of the stock exchange endowed by the “Securities Law” and the “Measures for Administration of Stock Exchange” are to conscientiously perform the duty of self-discipline regulation, maintain the openness, impartiality and fairness of the market and especially protect the legitimate rights and interests of investors.

The report summarizes the main work of 2009 SZSE self-discipline regulation in terms of mechanism construction, routine regulation, disciplinary punishment, trading restriction.

According to the report, compared with the development of the capital market and reform innovation, the building in respect of the legal system foundation and social credibility and integrity base of self-discipline regulation and the market culture “Respecting Law and Respecting Rules” is not only a long and continuous process, but also a complicated and onerous mission. As the construction of multi-layered capital market comes into the critical phase, the self-discipline regulation work will face the new challenges. The SZSE will take positive response, lay down the solid foundation, constantly make innovation and further improve the quality of self-discipline regulatory work in five aspects, such as actively participating in and coordinating the formulation and amendment of relevant laws, regulations and rules in order to enrich the legal grounds for self-discipline regulation; continuously doing a better job in routine regulation and supervision work so as to carry forward the regulation according to law and market governance according to law; further strengthening the investor education and improving investors’ self-protection ability.

?