Shanghai Futures Exchange (hereinafter referred to as “the Exchange”) has been on continuous efforts in conducting self-regulation, so as to strengthen the risk management of the futures market, regulate the futures trading activities and protect the legitimate rights and interests of futures market participants. The self-regulation information in November 2025 is listed as follows:
In the aspect of administration of abnormal trading behaviors, the Exchange has dealt with 32 cases, among which 22 cases were self-trades, 9 cases were frequent order cancellations，1 case was exceeding the limit of placing and cancellation of large-amount order.The Exchange has separately notified the relevant clients through the members，suspended 1 client from opening new positions on the relevant futures contracts and notified to the market.
In the aspect of identification and cooperative investigation of accounts with actual control relationship, the Exchange has urged 11 groups of 26 clients to cooperate with the investigation of actual control relationship.
The Exchange reminds traders to be in compliance with its rules in the trading activities and report accounts with actual control relationship.
The Exchange hereby notifies as the above.
