Division of Market Regulation Director Annette L. Nazareth said, "We have a superb group of participants representing a broad cross section of the industry. We hope this initial dialogue will advance the goal of improving limit order transparency, which will become increasingly important as the markets move to decimal pricing."
The list of participants is: Mr. Matthew F. Andresen, President Island ECN; Mr. Douglas Atkin, President & CEO Instinet; Mr. Michael W. Clark, Managing Director CS First Boston; Mr. Peter C. Cohan, Managing Director Pershing; Mr. Robert Colby Deputy Director, Division of Market Regulation SEC; Mr. Joseph Della Rosa Managing Director Goldman Sachs & Co.; Ms. Myra R. Drucker, Chief Investment Officer & Assistant Treasurer Xerox Corporation; Mr. Kevin Foley, Manager of Electronic Trading Bloomberg LP; Mr. William R. Harts, Managing Director Salomon Smith Barney; Mr. Peter Jenkins, Managing Director Scudder Kemper; Mr. George K. Jennison, Senior Managing Director Retail Equity Group First Union Securities; Mr. Thomas M. Joyce, Managing Director/Head of Equity Market Structures, Merrill Lynch; Mr. Richard Ketchum, President & Chief Operating Officer National Association of Securities Dealers, Inc.; Ms. Catherine R. Kinney Group Executive Vice President, New York Stock Exchange, Inc.; Ms. Kathy Levinson, President & Chief Operating Officer, E*Trade Securities, Inc.; Mr. Arthur Levitt, Chairman SEC; Mr. Bernard L. Madoff, Chairman Bernard L. Madoff Investment Securities; Ms. Annette L. Nazareth, Director, Division of Market Regulation SEC; Mr. Kenneth D. Pasternak, President & CEO Knight/Trimark Group ; Mr. Robert Pozen, President Fidelity Management & Research Company; Mr. Gerald D. Putnam; Chief Executive Officer Archipelago; Mr. George U. Sauter Managing Director, The Vanguard Group; Mr. Devin Wenig, Executive Vice President of Marketing, Reuters America, Inc.; Mr. Stephen Williams, Senior Special Advisor SEC.
