The electronic filing rules provide that the staff may adjust the filing date for an electronic filing if the filing was delayed for technical difficulties beyond the filer's control. While a date adjustment is not automatically granted, we will honor requests from companies affected by the power outage in the northeast United States and the affected areas of Canada to adjust filing dates if they were unable to file because of the power outage.
To submit a filing date adjustment, a company or its counsel may send a facsimile to (202) 942-9542. Investment companies and institutional investment managers may send a facsimile to (202) 628-9002. Please provide the following information:
- the name of the company, the CIK, and the form type of the filing;
- the accession number for the accepted late filing;
- the reason the date adjustment is required (e.g. power outage in LOCATION); and
- the name and telephone number of the person we should contact regarding the request.