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Re-Publication Of Proposed IIROC Dealer Member Plain Language Rule Book. Comments Due By: May 12, 2017

Date 09/03/2017

IIROC has undertaken a project to rewrite, reformat, rationalize, and reorganize our Dealer Member Rules (DMRs) in plain language (the PLR Project). The intended benefits of the PLR Project are to:

  1. improve clarity and understanding of the DMRs
  2. focus on core requirements and move non-essential details to guidance
  3. eliminate obsolete, duplicative and unnecessary requirements
  4. reorganize the rule structure in a more logical way
  5. clearly state the objective of each rule.

The PLR Project is part of a larger project started in 2008 by our predecessor, the Investment Dealers Association of Canada (the IDA), to create a single set of rules governing the conduct of all people and entities we regulate – Dealer Members and their Approved Persons, exchanges and alternative trading systems.

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