Consequently, Ofex plc confirms that from the effective date, the firms listed below have been approved as broker dealer members of its market and are eligible to effect on-market transactions on behalf of their clients, as defined in the trading rules.
Ofex plc provides a range of trading services to its broker dealer members. These include the ability to trade the following securities:
- the securities of issuers admitted to its primary market facilities (currently known as Ofex securities); and
- the listed and unlisted securities of issuers with an existing quotation elsewhere in London (currently known as the PLUS service).
A member firm which is ticked in both columns below is eligible to trade the full range of securities admitted to the market. A member which is ticked in the first column only is eligible to trade PLUS-quoted (Ofex) securities and, subject to systems and compliance readiness, may apply for additional permission to trade PLUS-traded securities. Ofex plc is currently liaising with a number of firms in relation to the steps necessary to enlarge their trading permissions.
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