OneChicago Block Trades And EFPs - Block Trade/EFP Prerequisite

A Responsible Trader (see OneChicago Rule 513) of each OneChicago Clearing Member must notify OneChicago of all individuals authorized to report Block Trades and/or Exchange Future for Physical (EFP) transactions on behalf of the clearing firm ("Authorized Reporters"). Authorized Reporters must be registered with OneChicago and receive official clearance to proceed before Block Trades and EFPs are executed and reported on the Exchange.

Click here to download the Authorized Trade Reporter Registration Form (PDF)

Block Trades

Click to download OneChicago's official policy regarding Block Trades as well as block trade procedures and reporting forms (PDF). If you intend to submit block trade reports via e-mail, please contact OneChicago Operations Management (OOM) at OOM@cboe.com to request an editable form.

EFP Transactions

Click to download OneChicago's guidelines, procedures, and reporting forms for EFP transactions. If you intend to submit EFP reports via e-mail, please send e-mail to OOM@cboe.com to request an editable form