Earlier this year, NZX consulted on changes to its existing eligibility and ongoing requirements for market makers across both its cash and derivatives markets. NZX has now obtained all necessary regulatory approvals and wishes to notify the market of changes to the following rules and procedures:
- NZX Participant Rules
- NZX Derivatives Market Rules
- NZX Derivatives Market Procedures
- NZ Markets Disciplinary Tribunal Rules
(together the NZX Rules and Procedures)
The updated NZX Rules and Procedures will become effective on Friday 22 November.
NZX is also releasing an updated Trading Conduct Guidance Note to align with the amendments to the NZX Rules and Procedures.
Amendments
A mark-up of the amendments to the Rules and Procedures described above, along with the amended Trading Conduct Guidance Note, are available at the link below:
NZX, New Zealand's Exchange- Upcoming Rules & Guidance Changes For