This document is being released so all interested parties can gain a clearer understanding of the process involved in an NZX inquiry, particularly as it relates to the collapse of Access Brokerage Limited.
NZX is currently in the investigation stage, which involves identifying and sourcing the information it requires to bring a statement of case to NZX Discipline. Full details on this, and subsequent, stages in the process are contained in the document downloadable at www.nzx.com/regulation.
NZX is working closely with other agencies, specifically the liquidators, Michael Stiassny and Brendon Gibson of Ferrier Hodgson, the Serious Fraud Office and the Securities Commission throughout its investigation.
