NYSE Regulation Monthly Disciplinary Actions For August 2009

NYSE Regulation, Inc. today announced monthly disciplinary actions for August 2009.

NYSE Regulation undertakes disciplinary actions to enforce violations of NYSE, NYSE Arca and NYSE Amex rules and federal securities laws by member organizations, as well as current and former employees of those organizations.  Here is the link to the August 2009 announcement page:

http://www.nyse.com/DiscAxn/discAxn_08_2009.html#