“Regina has played a central role in Regulation's efforts to identify and complete strategic initiatives to advance our mission of protecting the investing public and ensuring the integrity of the NYSE marketplace,” said Ketchum. “As my representative in Regulation's Strategic Risk Assessment Initiative, Regina contributed to accelerating our response to industry trends and new regulatory challenges, and to the design of our regulatory relationships following the NYSE-Archipelago merger.”
“I am proud to have contributed to the development of the Exchange’s regulatory program, which ranks among the most vigorous and effective self-regulatory organizations in the world, and serves as a benchmark for other global exchanges,” Mysliwiec said.
Before joining the Exchange, Mysliwiec held the position of Regional Counsel in the Enforcement Division of the Securities and Exchange Commission. She also served in the New York and Boston Regional Offices and as a Special Legal Assistant to SEC Commissioner Irving M. Pollack.
Mysliwiec received her law degree from the University of Virginia School of Law and serves on its Business Advisory Council, and her undergraduate degree in economics from Fordham University.
About NYSE Regulation
NYSE Regulation plays a critical role in monitoring and regulating the activities of its members, member firms and listed companies, as well as enforcing compliance with NYSE rules and federal securities laws. Nearly 400 of the largest securities firms in America are members of the New York Stock Exchange. These firms service 98 million customer accounts, or 84 percent of the total public customer accounts handled by broker-dealers, with total assets of over $4 trillion. They operate from 20,000 branch offices around the world and employ 144,000 registered personnel.
Nearly 700 employees, or more than 40 percent of the Exchange’s staff, work for NYSE Regulation, which consists of four divisions: Market Surveillance, Member Firm Regulation, Enforcement and Listed Company Compliance, as well as a Risk Assessment Unit and Dispute Resolution/Arbitration.
