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NYSE Regulation Announces February Disciplinary Actions Against One Member Firm And Three Individuals

Date 13/02/2008

This is NYSE Regulation, Inc.'s Disciplinary Actions announcement for February 2008. NYSE Regulation undertakes disciplinary action to enforce violations of NYSE rules and federal securities laws by member organizations, as well as current and former employees of those organizations.

Here is the link to the February 2008 announcements page for NYSE:

http://www.nyse.com/DiscAxn/discAxn_02_2008.html#07-024