To promote the development of the bond market and improve the efficiency of accepting the applications for listing and transfer of asset-backed securities, starting from July 7, 2015, the Shanghai Stock Exchange (SSE) will accept the applications for listing and transfer of asset-backed securities through the bond projects application system (the “Application System” for short), and the related matters are notified as follows:
1. The Application System is available at https://120.204.69.28/bond and https://116.228.174.180/bond. The managers may submit the application materials for listing and transfer of asset-backed securities to the SSE through the Application System.
2. The managers shall log in the Application System by the digital certificate. They should, according to the development of the business, apply for the digital certificate for the project personnel, and the specific procedures are available in the attachment. The managers’ institutions which have obtained the digital certificate in applying for corporate bond projects do not need to re-apply.
3. After logging in the Application System, the managers shall complete the user registration and permission settings according to the user's manual, and accomplish the project application by filling in the project information and submitting the application documents according to the requirements.
4. The managers shall be prepared for the use of the Application System as soon as possible, and provide feedback for the problems in the process of utilizing the system in a timely manner. The managers who cannot make online project application prior to August 7, 2015 may still submit the paper-based materials in their application. After August 7, 2015, in principle, all project applications shall be made through the Application System.
5. The managers shall set up and improve the measures for risk control and the internal management systems, carry out management for the users and system operations in their institutions, intensify the information management, make sure of the authenticity, accuracy and completeness of project application documents, and ensure that the application documents have passed the companies’ internal risk control or compliance examination, with the application to the SSE approved.
6. The SSE has the intellectual property ownership of the filling template for the project application in the Application System, and the managers shall effectively support the protection of the filling template and other intellectual properties.
7. In the course of using the Application System, advisory information is available in the following ways:
QQ group for online consultation: chat group of bond issuance and listing (group number: 205530178)
Hotline for technical support: 400-900-3600
