FMA has suspended the Authorised Financial Adviser (AFA) licence of David Ross for a period of six months. Mr Ross' licence was formally suspended on 17 December 2012. FMA will decide whether further action is required before the end of the suspension period. The wider investigation into alleged breaches of financial markets legislation continues.
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New Zealand's Financial Markets Authority Suspends AFA Licence Of David Ross
Date 08/01/2013