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MIAX Option Exchanges - Amendment To Rules Regarding Members And Persons Associated With A Member Who Are Or Become Subject To A Statutory Disqualification

Date 16/07/2026

On August 5, 2026, changes to Rules 100 and 204 of each of the MIAX Exchanges’ rulebooks governing eligibility procedures for Members and persons associated with a Member who are or become subject to a statutory disqualification, modeled on the rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”), become effective.
 
Please refer to the following Regulatory Circulars for more information on the changes:
 
MIAX Options RC 2026-112
MIAX Pearl Options RC 2026-108
MIAX Emerald Options RC 2026-82
MIAX Sapphire Options RC 2026-112
 
Contact MIAX Trading Operations at TradingOperations@miaxglobal.com or (609) 897-7302 with any questions regarding the proposed changes.