MIAX: Notice Of Filing Of A Proposed Rule Change To Amend The Codes Of Arbitration Procedure To Modify The Current Process Relating To The Expungement Of Customer Dispute Information

FINRA is proposing to amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to modify the current process relating to the expungement of customer dispute information.

Please refer to the following Regulatory Circulars for more information.

• MIAX Options RC 2022-50
• MIAX Pearl Options RC 2022-45
• MIAX Emerald Options RC 2022-47
• MIAX Pearl Equities RC 2022-06