Mondo Visione Worldwide Financial Markets Intelligence

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MIAX: FINRA Notice Of Filing Of Amendment No. 2 And Order Granting Accelerated Approval Of A Proposed Rule Change To Amend The Codes Of Arbitration Procedure To Modify The Current Process Relating To The Expungement Of Customer Dispute Information

Date 20/04/2023

Please refer to the following Regulatory Circulars for information on an approved FINRA rule amendment to modify the current process relating to the expungement of customer dispute information.

 

 

 Regulatory inquiries should be directed to Regulatory@MIAXOptions.com or (609) 897-7309.

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