MIAX Exchange Group - Options Markets - Amendments To Rule 1306, Branch Offices And Rule 1308, Supervision Of Accounts

This Regulatory Circular is to inform MIAX Exchange Group Members that a proposed rule change to amend all MIAX Exchanges’ Rules 1306, Branch Offices, and 1308, Supervision of Accounts, has become effective, pursuant to a notice recently issued by the Securities and Exchange Commission (“SEC”).

Please refer to the following Regulatory Circulars for more information on the FINRA rule changes:

• MIAX Options RC 2024-73
• MIAX Pearl Options RC 2024-70
• MIAX Emerald Options RC 2024-72
• MIAX Sapphire Options RC 2024-80

Direct Regulatory inquiries to Regulatory@miaxglobal.com or (609) 897-7309.