Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

LME: Disciplinary Action Mizuho Securities USA LLC

Date 31/10/2025

This Notice records a settlement between the London Metal Exchange (the “LME”) and Category 2 Member, Mizuho Securities USA LLC (“Mizuho”), which includes a financial penalty of £265,000. 2. Terms not otherwise defined in this Notice have the same meaning as given to them in the LME Rulebook (the “Rulebook”).

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