Japan's Securities And Exchange Surveillance Commission: Recommendation For Administrative Monetary Penalty Payment Order For Market Manipulation Of Shares Of Ezaki Glico Co., Ltd. And Three Other Companies By Caspian Trading Ltd. (Formerly Celera Global Ltd.)

The Securities and Exchange Surveillance Commission (the “SESC”), today, made a recommendation to the prime minister and the commissioner of the Financial Services Agency that an administrative monetary penalty payment order be issued in regard to market manipulation by Caspian Trading Ltd. (formerly Celera Global Ltd.) (“Celera”) pursuant to Article 20(1) of the Act for Establishment of the Financial Services Agency. This recommendation is based on the findings of an investigation into the market manipulation, whereby the following violation of laws and ordinances was identified.

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