Hong Kong Securities And Futures Commission Welcomes Process Review Panel Report 2022-23

The Securities and Futures Commission (SFC) welcomes the 2022-23 annual report published today by the Process Review Panel (PRP) for the SFC.

After comprehensively reviewing 60 cases in the year 2022-23, the PRP made observations and recommendations in the annual report to help ensure that the SFC’s actions are consistent and impartial.

“The SFC would like to thank PRP members for their recommendations to optimise the SFC’s work processes. We will be happy to take these into account to strive for higher levels of operational efficiency,” said Ms Julia Leung, the SFC’s Chief Executive Officer.

Established by Hong Kong’s Chief Executive in November 2000, the PRP is an independent panel to review the SFC’s case handling (Note 1), advise the SFC on the adequacy of its internal procedures and operational guidelines, and determine whether the SFC has followed its internal procedures to ensure fairness and consistency.

Note:

Completed or discontinued cases.