- Securities Market
-
The average daily turnover for the first nine months of 2017 was $82.0 billion, an increase of 21 per cent when compared with $67.8 billion for the same period last year.
-
The average daily turnover of ETFs for the first nine months of 2017 was $4.4 billion, an increase of 0.1 per cent when compared with $4.4 billion for the same period last year.
-
There were 114* newly listed companies for the first nine months of 2017, an increase of 52 per cent when compared with 75* for the same period last year.
- Derivatives Market
-
The average daily turnover of futures and options for the first nine months of 2017 was 823,469 contracts, an increase of 7 per cent when compared with the 769,956 contracts for the same period last year.
-
The average daily turnover of Stock Options for the first nine months of 2017 was 396,491 contracts, an increase of 33 per cent when compared with the 297,001 contracts for the same period last year.
-
The average daily turnover of RMB Currency Futures for the first nine months of 2017 was 2,940 contracts, an increase of 59 per cent when compared with the 1,852 contracts for the same period last year.
-
On 27 September 2017, the open interest of Hang Seng Index Options, Hang Seng China Enterprises Index Options and Stock Options reached a record high of 568,507 contracts, 3,280,515 contracts and 11,442,518 contracts respectively.
* Includes any transfers of listing from GEM to Main Board
Listed Securities (Main Board and GEM)
Month-end figures
|
Sep 2017 |
Sep 2016 |
End 2016 |
No. of listed companies |
2,069 |
1,930 |
1,973 |
Total market capitalisation ($Bil.) |
31,412.4 |
25,595.0 |
24,761.3 |
No. of newly listed companies * |
11 |
7 |
126 |
No. of listed securities |
11,862 |
9,060 |
8,591 |
No. of equity warrants |
8 |
12 |
9 |
No. of derivatives warrants |
5,373 |
4,006 |
3,705 |
No. of CBBCs |
3,257 |
2,105 |
1,844 |
No. of unit trusts |
146 |
158 |
157 |
No. of debt securities |
996 |
841 |
892 |
* Includes the number of transfer of listings from GEM to Main Board
Securities Market Turnover (Main Board and GEM)
|
Sep 2017 |
Aug 2017 |
% Change |
Monthly turnover ($Mil.) * |
1,998,764 |
2,174,978 |
-8.1% |
Average daily turnover by value ($Mil.) * |
95,179 |
98,863 |
-3.7% |
No. of trading days |
21 |
22 |
- |
* Turnover value for securities traded in non-Hong Kong dollar currency have been included
Turnover by Type of Securities (Main Board and GEM)
|
Sep 2017 |
Aug 2017 |
% Change |
Equities |
1,549,705.80 |
1,626,908.66 |
-4.7% |
Derivative warrants |
265,162.16 |
308,768.27 |
-14.1% |
CBBCs |
94,867.85 |
123,073.71 |
-22.9% |
Unit Trusts |
83,454.93 |
110,313.29 |
-24.3% |
( ) % of market total
Turnover value for securities traded in non-Hong Kong dollar currency have been included
ATS Transactions
The total turnover of automated trading services’ (ATS) transactions for September 2017 was $24,172 million (1.2% of the securities market total turnover).
Mainland Enterprises (Main Board and GEM)
Month-end figures
|
Sep 2017 |
Sep 2016 |
End 2016 |
No. of H shares |
249 |
235 |
241 |
No. of Red chips Stocks |
158 |
152 |
153 |
No. of Mainland private enterprises |
627 |
595 |
608 |
Market capitalisation (% of market total) |
65.4% |
63.3% |
63.3% |
Turnover value (% of equity turnover) |
77.7% |
71.2% |
70.6% |
Index Performance
Month-end figures
|
Sep 2017 |
% Change |
% Change |
S&P/HKEX LargeCap Index |
35398.29 |
-1.3% |
21.0% |
S&P/HKEX GEM Index |
267.76 |
-0.4% |
-31.8% |
Hang Seng Index |
27554.30 |
-1.5% |
18.3% |
Hang Seng China Enterprises Index # |
10910.04 |
-3.4% |
13.9% |
Hang Seng China-Affiliated Corporations Index* |
4298.97 |
-0.9% |
11.3% |
CES China 120 Index ^ |
6235.31 |
0.2% |
24.5% |
CES China HK Mainland Index + |
7339.32 |
-0.8% |
25.7% |
# - tracks H shares
* - tracks Red chips
^ - tracks 80 Mainland-listed companies and 40 Hong Kong-listed Mainland enterprises
+ - tracks 40 Hong Kong-listed Mainland enterprises
Derivatives Market Turnover
|
Average Daily Volume (Contracts) |
||
Sep 2017 |
Aug 2017 |
% Change |
|
Total Futures |
306,766 |
314,333 |
-2.4% |
Hang Seng Index Futures |
130,504 |
130,721 |
-0.2% |
Mini Hang Seng Index Futures |
47,576 |
50,104 |
-5.0% |
Hang Seng China Enterprises Index Futures |
108,080 |
113,224 |
-4.5% |
Mini-Hang Seng China Enterprises Index Futures |
14,244 |
14,018 |
1.6% |
HSI Dividend Point Index Futures |
19 |
115 |
-83.5% |
HSCEI Dividend Point Index Futures |
1,196 |
2,411 |
-50.4% |
HSI Volatility Index Futures |
0 |
0 |
- |
CES China 120 Index Futures |
12 |
4 |
200.0% |
CES Gaming Top 10 Index Futures |
0 |
0 |
- |
Hang Seng Mainland Oil & Gas Index Futures |
16 |
27 |
-40.7% |
Hang Seng Mainland Banks Index Futures |
56 |
58 |
-3.4% |
Hang Seng Mainland Healthcare Index Futures |
0 |
0 |
- |
Hang Seng Mainland Properties Index Futures |
74 |
58 |
27.6% |
Hang Seng IT Hardware Index Futures |
0 |
0 |
- |
Hang Seng Software & Services Index Futures |
0 |
0 |
- |
IBOVESPA Futures |
0 |
0 |
- |
MICEX Index Futures |
0 |
0 |
- |
S&P BSE Sensex Index Futures |
0 |
0 |
- |
FTSE/JSE Top40 Futures |
0 |
0 |
- |
Stock Futures |
275 |
476 |
-42.2% |
5-Year MOF T-Bond Futures |
2 |
30 |
-93.3% |
3-Month HIBOR Futures |
14 |
0 |
- |
1-Month HIBOR Futures |
0 |
0 |
- |
RMB Currency Futures - USD/CNH Futures |
3,961 |
2,437 |
62.5% |
RMB Currency Futures - EUR/CNH Futures |
15 |
16 |
-6.3% |
RMB Currency Futures - JPY/CNH Futures |
5 |
4 |
25.0% |
RMB Currency Futures - AUD/CNH Futures |
3 |
4 |
-25.0% |
RMB Currency Futures - CNH/USD Futures |
68 |
38 |
78.9% |
USD Gold Futures * |
226 |
193 |
17.1% |
CNH Gold Futures ^ |
395 |
383 |
3.1% |
London Aluminium Mini Futures |
13 |
1 |
1200.0% |
London Zinc Mini Futures |
7 |
1 |
600.0% |
London Copper Mini Futures |
2 |
6 |
-66.7% |
London Lead Mini Futures |
2 |
2 |
0.0% |
London Nickel Mini Futures |
1 |
1 |
0.0% |
London Tin Mini Futures |
0 |
0 |
- |
Total Options |
526,649 |
646,276 |
-18.5% |
Hang Seng Index Options |
39,922 |
48,438 |
-17.6% |
Mini Hang Seng Index Options |
5,569 |
6,164 |
-9.7% |
Flexible Hang Seng Index Options |
0 |
0 |
- |
Hang Seng China Enterprises Index Options |
84,016 |
79,046 |
6.3% |
Mini-Hang Seng China Enterprises Index Options |
1,581 |
1,567 |
0.9% |
Flexible Hang Seng China Enterprises Index Options |
0 |
0 |
- |
Stock Options |
395,430 |
511,005 |
-22.6% |
RMB Currency Futures - USD/CNH Options |
131 |
56 |
133.9% |
Total Futures and Options |
833,415 |
960,610 |
-13.2% |
Clearing and Settlement
CCASS Statistics (securities market) |
Sep 2017 |
Aug 2017 |
% Change |
Average daily number of exchange trades settled by CCASS |
1,357,230 |
1,303,343 |
4.13% |
Average daily number of settlement instructions (SIs) settled by CCASS |
97,054 |
92,719 |
4.68% |
Average daily number of investor SIs (ISIs) settled by CCASS |
371 |
397 |
-6.55% |
Average daily settlement efficiency of CNS stock positions on due day (T+2) |
99.91 |
99.92 |
N/A |
Shares deposited in the CCASS depository |
|
|
|
DCASS Statistics (derivatives market) |
Sep 2017 |
Aug 2017 |
% Change |
Month-end Open Interest (contracts) |
|
|
|
– Equity Index Futures |
593,595 |
597,307 |
-0.6% |
– Stock Futures |
5,243 |
6,303 |
-16.8% |
– 5-Year MOF T-Bond Futures |
135 |
669 |
-79.8% |
– Interest Rates Futures |
310 |
48 |
545.8% |
– RMB Currency Futures |
23,066 |
24,020 |
-4.0% |
– Gold Futures |
786 |
661 |
18.9% |
– London Metal Mini Futures |
94 |
116 |
-19.0% |
– Equity Index Options |
3,350,988 |
3,467,965 |
-3.4% |
– Stock Options |
7,937,540 |
9,037,100 |
-12.2% |
– RMB Currency Options |
3,291 |
2,305 |
42.8% |
Year-to-date Statistics
Securities Market |
Sep 2017 |
Sep 2016 |
% Change |
No. of newly listed companies # |
114 |
75 |
52.0% |
Average daily turnover by value ($Mil.) ^ |
81,971 |
67,787 |
20.9% |
Average share traded per trading day (Mil. Shares) |
174,617 |
195,054 |
-10.5% |
Average no. of trades per trading day |
1,186,506 |
1,090,138 |
8.8% |
Fund raised by IPOs ($Mil.) |
85,694 |
135,930 |
-37.0% |
Total funds raised (including IPOs) ($Mil.)* |
311,880 |
315,706 |
-1.2% |
Derivatives Market |
Sep 2017 |
Sep 2016 |
% Change |
Average daily volume (contracts) |
|
|
|
– Equity Index Futures |
294,951 |
347,304 |
-15.1% |
– Stock Futures |
522 |
1,001 |
-47.9% |
– 5-Year MOF T-Bond Futures |
70 |
- |
- |
– Interest Rates Futures |
2 |
0 |
- |
– RMB Currency Futures |
2,940 |
1,852 |
58.7% |
– Gold Futures |
756 |
0 |
- |
– London Metal Mini Futures |
11 |
142 |
-92.3% |
– Equity Index Options |
128,215 |
122,656 |
4.5% |
– Stock Options |
396,491 |
297,001 |
33.5% |
– RMB Currency Options |
67 |
- |
- |
Clearing & Settlement |
Sep 2017 YTD |
Sep 2016 |
% Change |
Average daily number of exchange trades handled by CCASS |
1,185,894 |
1,089,449 |
8.85% |
Average daily number of settlement instructions (SIs) settled by CCASS |
89,413 |
82,999 |
7.73% |
Average daily number of investor SIs (ISIs) settled by CCASS |
330 |
279 |
18.28% |
# Includes the number of transfer of listings from GEM to Main Board
^ Turnover value for traded in non-HKD currency securities have been included
* Provisional figures only
Historical Records
up to 30 September 2017
Top 10 Hang Seng Index Closes
Rank |
Date |
Close |
1 |
2007/10/30 |
31638.22 |
2 |
2007/10/29 |
31586.90 |
3 |
2007/11/01 |
31492.88 |
4 |
2007/10/31 |
31352.58 |
5 |
2007/11/02 |
30468.34 |
6 |
2007/10/26 |
30405.22 |
7 |
2007/10/25 |
29854.49 |
8 |
2007/11/07 |
29708.93 |
9 |
2007/12/06 |
29558.92 |
10 |
2007/10/15 |
29540.78 |
Top 10 Daily Market Turnover
(Main Board and GEM)
Rank |
Date |
Turnover ($) |
1 |
2015/04/09 |
293,910,756,648 |
2 |
2015/04/13 |
266,098,632,854 |
3 |
2015/04/08 |
252,396,050,844 |
4 |
2015/04/14 |
239,903,336,931 |
5 |
2015/07/08 |
237,429,139,110 |
6 |
2015/04/10 |
222,888,834,174 |
7 |
2015/04/15 |
218,018,391,899 |
8 |
2015/04/17 |
215,953,404,099 |
9 |
2015/07/06 |
214,812,393,078 |
10 |
2015/07/09 |
213,825,663,405 |
Top 10 Market Capitalisation
(Main Board and GEM)
Rank |
Date |
Market Capitalisation ($) |
1 |
2017/09/21 |
32,051,134,306,664 |
2 |
2017/09/20 |
32,016,255,998,161 |
3 |
2017/09/18 |
31,885,200,559,714 |
4 |
2017/09/19 |
31,828,039,206,544 |
5 |
2017/09/22 |
31,795,720,605,890 |
6 |
2015/05/26 |
31,549,926,214,937 |
7 |
2017/09/15 |
31,477,019,454,515 |
8 |
2017/09/27 |
31,422,425,386,953 |
9 |
2017/09/29 |
31,412,398,318,791 |
10 |
2017/09/13 |
31,404,183,067,436 |
Record High for Top-10 Derivatives Market Products (Based on Contract Volume)
Product |
Record High Daily Volume |
Record High Open Interest |
||
|
Contracts |
Date |
Contracts |
Date |
Stock Options |
1,221,324 |
2015/04/13 |
11,442,518 |
2017/09/27 |
Hang Seng China Enterprises Index Futures |
467,559 |
2015/08/26 |
519,817 |
2015/12/29 |
Hang Seng Index Futures |
316,855 |
2016/09/27 |
206,082 |
2017/06/27 |
Hang Seng China Enterprises Index Options |
188,957 |
2015/09/04 |
3,280,515 |
2017/09/27 |
Mini Hang Seng Index Futures |
141,519 |
2016/06/24 |
21,682 |
2011/06/17 |
Hang Seng Index Options |
116,835 |
2011/08/05 |
568,507 |
2017/09/27 |
Mini-Hang Seng China Enterprises Index Futures |
74,511 |
2015/07/08 |
16,436 |
2014/12/11 |
Stock Futures |
27,966 |
2007/03/28 |
47,050 |
2013/03/27 |
HSCEI Dividend Point Index Futures |
27,501 |
2017/02/14 |
184,626 |
2016/12/13 |
RMB Currency Futures - USD/CNH Futures |
20,338 |
2017/01/05 |
46,711 |
2017/01/04 |