Highlights
Securities Market
-
The average daily turnover for the first nine months of 2011 was $73,236 million, an increase of 16 per cent when compared with $63,117 million for the same period last year.
The average daily turnover of derivative warrants for the first nine months of 2011 was $11,521 million, an increase of 19 per cent when compared with $9,707 million for the same period last year.
Derivatives Market
-
The average daily turnover of futures and options for the first nine months of 2011 was 577,954 contracts, an increase of 34 per cent when compared with 432,845 contracts for the same period last year.
-
On 27 September 2011, the turnover of H-shares Index Futures reached a record high of 220,600 contracts.
-
On 28 September 2011, the turnover of futures and options reached a record high of 1,256,038 contracts. Open interest of H-shares Index Futures, Hang Seng Index Options and Stock Options also reached a record high of 177,892, 483,835 and 9,144,043 contracts respectively on the same day.
Listed Securities (Main Board and GEM)
Month-end figures
|
No. of listed companies
|
1,467
|
1,365
|
1,413
|
|
Total market capitalisation ($Bil.)
|
16,225
|
19,687
|
21,077
|
|
No. of newly listed companies *
|
5
|
11
|
113
|
|
No. of listed securities
|
7,178
|
6,952
|
7,900
|
|
No. of equity warrants
|
17
|
26
|
23
|
|
No. of derivatives warrants
|
4,778
|
4,348
|
5,148
|
|
No. of CBBC
|
642
|
974
|
1,064
|
|
No. of unit trusts
|
87
|
76
|
79
|
|
No. of debt securities
|
183
|
160
|
169
|
* Includes the number of transfers of listing from GEM to Main Board
Securities Market Turnover (Main Board and GEM)
|
Monthly turnover ($Mil.) *
|
1,422,804
|
1,812,010
|
-21%
|
|
Average daily turnover by value ($Mil.) *
|
71,140
|
78,783
|
-10%
|
|
No. of trading days
|
20
|
23
|
-
|
* Turnover value for traded in non-HKD currency securities have been included start from 29 November 2010
Turnover by Type of Securities (Main Board and GEM)
|
Equities
|
962,628.59
(67.7%)
|
1,308,568.38
(72.2%)
|
-26.4%
|
|
Derivative warrants
|
196,365.53
(13.8%)
|
246,974.64
(13.6%)
|
-20.5%
|
|
CBBC
|
210,158.40
(14.8%)
|
184,287.25
(10.2%)
|
14.0%
|
|
Debt securities
|
87.95
(0.0%)
(less than 0.1%)
|
363.94
(0.0%)
(less than 0.1%)
|
-75.8%
|
( ) % of market total
Turnover value for traded in non-HKD currency securities have been included start from 29 November 2010
Mainland Enterprises (Main Board and GEM)
Month-end figures
|
No. of H shares
|
164
|
158
|
163
|
|
No. of Red chips Stocks
|
103
|
97
|
102
|
|
No. of NHMPE
|
353
|
301
|
327
|
|
Market capitalisation (% of market total)
|
54.9%
|
57.4%
|
56.6%
|
|
Turnover value (% of equity turnover)
|
66.6%
|
70.1%
|
68.0%
|
NHMPE = Non-H Share Mainland Private Enterprises
Index Performance
Month-end figures
|
S&P/HKEx LargeCap Index
|
21233.24
|
-13.2%
|
-19.2%
|
|
S&P/HKEx GEM Index
|
441.40
|
-18.5%
|
-45.4%
|
|
Hang Seng Index
|
17592.41
|
-14.3%
|
-21.3%
|
|
Hang Seng China Enterprises Index#
|
8917.36
|
-18.5%
|
-28.1%
|
|
Hang Seng China-Affiliated Corporations Index*
|
3391.13
|
-15.7%
|
-12.4%
|
# - tracks H shares
* - tracks Red chips
Derivatives Market Turnover
|
Sep 2011
|
Aug 2011
|
% Change
|
|
Total Futures
|
256,159
|
251,176
|
2.0%
|
|
Hang Seng Index Futures
|
112,386
|
113,082
|
-0.6%
|
|
Mini Hang Seng Index Futures
|
55,989
|
51,199
|
9.4%
|
|
H-shares Index Futures
|
74,369
|
74,419
|
-0.1%
|
|
Mini H-shares Index Futures
|
10,048
|
10,077
|
-0.3%
|
|
HSI Dividend Point Index Futures 1
|
0
|
31
|
-100.0%
|
|
HSCEI Dividend Point Index Futures 2
|
860
|
111
|
674.8%
|
|
Stock Futures
|
2,487
|
2,222
|
11.9%
|
|
3-Month HIBOR Futures
|
1
|
3
|
-66.7%
|
|
1-Month HIBOR Futures
|
0
|
0
|
-
|
|
3-Year Exchange Fund Note Futures
|
0
|
0
|
-
|
|
Gold Futures
|
18
|
31
|
-41.9%
|
|
Total Options
|
446,788
|
468,209
|
-4.6%
|
|
Hang Seng Index Options
|
48,663
|
53,965
|
-9.8%
|
|
Mini Hang Seng Index Options
|
4,868
|
4,523
|
7.6%
|
|
Flexible Hang Seng Index Options 3
|
0
|
0
|
-
|
|
H-shares Index Options
|
14,053
|
17,275
|
-18.7%
|
|
Flexible H-shares Index Options 4
|
289
|
0
|
-
|
|
Stock Options
|
378,915
|
392,446
|
-3.4%
|
|
Total Futures and Options
|
702,947
|
719,386
|
-2.3%
|
1 Trading in HSI Dividend Point Index Futures commenced on 01 Nov 2010
2 Trading in HSCEI Dividend Point Index Futures commenced on 01 Nov 2010
3 Trading in Flexible Hang Seng Index Options commenced on 08 Feb 2010
4 Trading in Flexible H-shares Index Options commenced on 08 Feb 2010
Clearing and Settlement
|
Average daily number of exchange trades handled by CCASS
|
937,988
|
981,685
|
-4.45%
|
|
Average daily number of settlement instructions (SIs) settled by CCASS
|
83,932
|
87,543
|
-4.12%
|
|
Average daily number of investor SIs (ISIs) settled by CCASS
|
505
|
531
|
-4.90%
|
|
Average daily settlement efficiency of CNS stock positions on due day (T+2)
|
99.86
|
99.86
|
N/A
|
|
Shares deposited in the CCASS depository
– % of total issued shares
– % of the total market capitalisation
|
71.19%
49.96%
|
71.37%
50.78%
|
N/A
N/A
|
|
DCASS Statistics (derivatives market)
|
Sep 2011
|
Aug 2011
|
% Change
|
|
Month-end Open Interest (contracts)
|
|
|
|
|
– Equity Index Futures
|
327,470
|
239,005
|
37.0%
|
|
– Stock Futures
|
24,653
|
20,567
|
19.9%
|
|
– Interest Rates Futures
|
86
|
148
|
-41.9%
|
|
– Gold Futures
|
132
|
89
|
48.3%
|
|
– Equity Index Options
|
732,093
|
577,887
|
26.7%
|
|
– Stock Options
|
8,112,569
|
7,123,830
|
13.9%
|
Year-to-date Statistics
|
No. of newly listed companies #
|
69
|
58
|
19%
|
|
Average daily turnover by value ($Mil.) ^
|
73,236
|
63,117
|
16%
|
|
Average share traded per trading day (Mil. Shares)
|
162,501
|
129,903
|
25%
|
|
Average no. of trades per trading day
|
878,590
|
735,451
|
19%
|
|
Fund raised by IPOs ($Mil.)
|
194,372
|
160,456
|
21%
|
|
Total funds raised (including IPOs) ($Mil.)*
|
362,425
|
335,865
|
8%
|
|
Derivatives Market
|
Sep 2011
YTD
|
Sep 2010
YTD
|
% Change
|
|
Average daily volume (contracts)
|
|
|
|
|
– Equity Index Futures
|
202,244
|
168,632
|
19.9%
|
|
– Stock Futures
|
1,872
|
639
|
193.0%
|
|
– Interest Rates Futures
|
3
|
4
|
-25.0%
|
|
– Gold Futures
|
20
|
20
|
0.0%
|
|
– Equity Index Options
|
64,712
|
43,659
|
48.2%
|
|
– Stock Options
|
309,103
|
219,892
|
40.6%
|
|
Clearing & Settlement
|
Sep 2011
YTD
|
Sep 2010
YTD
|
% Change
|
|
Average daily number of exchange trades handled by CCASS
|
877,976
|
735,429
|
19.38%
|
|
Average daily number of settlement instructions (SIs) settled by CCASS
|
86,117
|
75,870
|
13.51%
|
|
Average daily number of investor SIs (ISIs) settled by CCASS
|
510
|
527
|
-3.23%
|
# Includes the number of transfers of listing from GEM to Main Board
^ Turnover value for traded in non-HKD currency securities have been included start from 29 November 2010
* Provisional figures only
Historical Records
up to 30 Sep 2011
Top 10 Hang Seng Index Closes
|
1
|
2007/10/30
|
31638.22
|
|
2
|
2007/10/29
|
31586.90
|
|
3
|
2007/11/01
|
31492.88
|
|
4
|
2007/10/31
|
31352.58
|
|
5
|
2007/11/02
|
30468.34
|
|
6
|
2007/10/26
|
30405.22
|
|
7
|
2007/10/25
|
29854.49
|
|
8
|
2007/11/07
|
29708.93
|
|
9
|
2007/12/06
|
29558.92
|
|
10
|
2007/10/15
|
29540.78
|
Top 10 Daily Market Turnover
(Main Board and GEM)
|
1
|
2007/10/03
|
210,505,533,155
|
|
2
|
2007/10/16
|
201,413,369,933
|
|
3
|
2007/10/12
|
195,962,197,177
|
|
4
|
2007/10/30
|
185,681,499,300
|
|
5
|
2007/10/11
|
179,409,273,541
|
|
6
|
2007/10/29
|
178,382,190,802
|
|
7
|
2007/10/15
|
174,984,449,067
|
|
8
|
2007/11/06
|
170,352,755,573
|
|
9
|
2007/10/18
|
169,121,203,305
|
|
10
|
2007/10/25
|
165,926,117,174
|
Top 10 Market Capitalisation
(Main Board and GEM)
|
1
|
2007/10/30
|
23,196,977,098,941
|
|
2
|
2007/11/01
|
23,176,749,100,222
|
|
3
|
2007/10/29
|
23,070,544,404,276
|
|
4
|
2007/10/31
|
23,069,877,573,111
|
|
5
|
2007/11/02
|
22,518,847,046,433
|
|
6
|
2011/04/21
|
22,324,252,903,664
|
|
7
|
2010/11/08
|
22,297,367,476,072
|
|
8
|
2007/10/26
|
22,285,176,719,928
|
|
9
|
2011/04/08
|
22,235,055,909,162
|
|
10
|
2007/11/07
|
22,202,420,942,652
|
Record High for Top-10 Derivatives Market Products (Based on Contract Volume)
|
|
Contracts
|
Date
|
Contracts
|
Date
|
|
Stock Options
|
805,947
|
2008/03/27
|
9,144,043
|
2011/09/28
|
|
Hang Seng Index Futures
|
235,385
|
2011/08/09
|
198,789
|
2007/06/27
|
|
H-shares Index Futures
|
220,600
|
2011/09/27
|
177,892
|
2011/09/28
|
|
Hang Seng Index Options
|
116,835
|
2011/08/05
|
483,835
|
2011/09/28
|
|
Mini Hang Seng Index Futures
|
86,812
|
2011/08/09
|
21,682
|
2011/06/17
|
|
H-shares Index Options
|
41,229
|
2009/12/11
|
344,647
|
2009/12/29
|
|
Stock Futures
|
27,966
|
2007/03/28
|
26,482
|
2011/08/25
|
|
Mini H-shares Index Futures
|
19,556
|
2011/08/09
|
6,030
|
2011/06/17
|
|
Mini Hang Seng Index Options
|
10,618
|
2011/08/05
|
22,086
|
2011/08/29
|
|
3-Month HIBOR Futures
|
10,514
|
2002/04/04
|
80,964
|
2001/11/15
|
|
|
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