HKEx Monthly Market Highlights

Highlights

- Securities Market

The average daily turnover for the first nine months of 2009 was $61,261 million, a decrease of 23 per cent when compared with $79,255 million for the same period last year.
The average daily turnover of CBBCs for the first nine months of 2009 was $6,755 million, an increase of 88 per cent when compared with $3,586 million for the same period last year.
The average daily turnover of ETFs for the first nine months of 2009 was $2,032 million, an increase of 16 per cent when compared with $1,754 million for the same period last year.
There were 8 new listings in September 2009, compared with 2 in the same period last year.
Funds raised through IPOs totalled $63.1 billion in the first nine months of 2009, an increase of 1 per cent when compared with $62.3 billion in the same period last year.
Funds raised (including IPOs) totalled $364.3 billion in the first nine months of 2009, an increase of 100 per cent when compared with $182.5 billion for the same period last year.

- Derivatives Market

The average daily turnover of futures and options for the first nine months of 2009 was 403,650 contracts, a decrease of 7 per cent when compared with 431,981 contracts for the same period last year.
The average daily turnover of equity index options for the first nine months of 2009 was 28,438 contracts, an increase of 27 per cent when compared with 22,462 contracts for the same period last year.

Listed Securities (Main Board and GEM)
Month-end figures

	Sep 2009	Sep 2008	End 2008
No. of listed companies	1,286	1,259	1,261
Total market capitalisation ($Bil.)	15,960	12,548	10,299
No. of newly listed companies *	8	2	49
No. of listed securities	6,514	6,210	5,831
No. of equity warrants	27	41	37
No. of derivatives warrants	3,093	3,941	3,011
No. of CBBC	1,893	759	1,314
No. of unit trusts	46	33	33
No. of debt securities	166	174	172

* Includes the number of transfers of listing from GEM to Main Board

Securities Market Turnover (Main Board and GEM)

	Sep 2009	Aug 2009	% Chan ge
Monthly turnover ($Mil.)	1,339,121	1,474,934	-9%
Average daily turnover by value ($Mil.)	60,869	70,235	-13%
No. of trading days	22	21	-

Turnover by Type of Securities (Main Board and GEM)

( ) % of market total

Mainland Enterprises (Main Board and GEM)
Month-end figures

	Sep 2009	Sep 2008	End 2008
No. of H shares	153	151	150
No. of Red chips Stocks	96	93	93
No. of NHMPE	234	209	222
Market capitalisation (% of market total)	56.7%	55.0%	59.8%
Turnover value (% of equity turnover)	71.9%	70.1%	70.8%

NHMPE = Non-H Share Mainland Private Enterprises

Index Performance
Month-end figures

	Sep 2009	% Chan ge over 1 Month	% Chan ge over 12 Months
S&P/HKEx LargeCap Index	24558.47	5.7%	10.7%
S&P/HKEx GEM Index	639.23	4.9%	15.8%
Hang Seng Index	20955.25	6.2%	16.3%
Hang Seng China Enterprises Index#	11858.15	5.1%	30.7%
Hang Seng China-Affiliated Corporations Index*	3893.75	1.3%	12.2%

# - tracks H shares
* - tracks Red chips

Derivatives Market Turnover

	Average Daily Volume (Contracts)
	Sep 2009	Aug 2009	% Change
Total Futures	159,073	187,497	-15.2%
Hang Seng Index Futures	76,101	89,610	-15.1%
Mini Hang Seng Index Futures	32,769	40,449	-19.0%
H-shares Index Futures	45,661	51,644	-11.6%
Mini H-shares Index Futures	3,770	4,075	-7.5%
Stock Futures	732	1,704	-57.0%
3-Month HIBOR Futures	6	2	200.0%
1-Month HIBOR Futures	1	0	-
3 -Year Exchange Fund Note Futures	0	0	-
Gold Futures	32	13	146.2%
Total Options	221,263	192,006	15.2%
Hang Seng Index Options	23,571	20,536	14.8%
Mini Hang Seng Index Options	1,052	978	7.6%
H-shares Index Options	7,722	5,904	30.8%
Stock Options	188,918	164,587	14.8%
Total Futures and Options	380,336	379,503	0.2%

Clearing and Settlement

CCASS Statistics (securities market)	Sep 2009	Aug 2009	% Change
Average daily number of exchange trades handled by CCASS	679,567	763,647	-11.01%
Average daily number of settlement instructions (SIs) settled by CCASS	69,374	73,222	-5.26%
Average daily number of investor SIs (ISIs) settled by CCASS	531	548	-3.10%
Average daily settlement efficiency of CNS stock positions on due day (T+2)	99.86	99.86	N/A
Shares deposited in the CCASS depository - % of total issued shares - % of the total market capitalisation	71.26% 47.96%	71.73% 47.57%	N/A N/A
DCASS Statistics (derivatives market)	Sep 2009	Aug 2009	% Chan ge
Month-end Open Interest (contracts)
- Equity Index Futures	168,674	175,003	-3.6%
- Stock Futures	4,389	8,474	-48.2%
- Interest Rates Futures	189	539	-64.9%
- Gold Futures	30	42	-28.6%
- Equity Index Options	415,218	462,496	-10.2%
- Stock Options	3,663,846	4,561,843	-19.7%

Year-to-date Statistics

Securities Market	Sep 2009 YTD	Sep 2008 YTD	% Change
No. of newly listed companies #	33	38	-13%
Average daily turnover by value ($Mil.)	61,261	79,255	-23%
Average share traded per trading day (Mil. Shares)	96,813	124,033	-22%
Average no. of trades per trading day	700,470	561,712	25%
Fund raised by IPOs ($Mil.)	63,101	62,331	1%
Total funds raised (including IPOs) ($Mil.)*	364,273	182,476	100%
Derivatives Market	Sep 2009 YTD	Sep 2008 YTD	% Chan ge
*Average daily volume (contracts)*
- Equity Index Futures	180,850	175,958	2.8%
- Stock Futures	1,179	908	29.8%
- Interest Rates Futures	14	108	-87.0%
- Gold Futures **	23	0	-
- Equity Index Options	28,438	22,462	26.6%
- Stock Options	193,147	232,545	-16.9%
Clearing & Settlement	Sep 2009 YTD	Sep 2008 YTD	% Chan ge
Average daily number of exchange trades handled by CCASS	700,463	561,700	24.70%
Average daily number of settlement instructions (SIs) settled by CCASS	67,360	63,713	5.72%
Average daily number of investor SIs (ISIs) settled by CCASS	538	532	1.13%

# Includes the number of transfers of listing from GEM to Main Board
* Provisional figures only
** Trading in Gold Futures commenced on 20 Oct 2008

Historical Records
up to 30 September 2009

Top 10 Hang Seng Index Closes

Top 10 Daily Market Turnover
(Main Board and GEM)

Top 10 Market Capitalisation
(Main Board and GEM)

Record High for Top-5 Derivatives Market Products (Based on Contract Volume)

HKEx Monthly Market Highlights - September 2009