Highlights
Securities Market
-
The average daily turnover for the first ten months of 2014 was $65,797 million, an increase of 4 per cent when compared with $63,207 million for the same period last year.
-
There were 99* newly listed companies for the first ten months of 2014, an increase of 57 per cent when compared with the 63* for the same period last year.
-
Funds raised through IPOs for the first ten months of 2014 was $138,555 million, an increase of 97 per cent when compared with $70,245 million for the same period last year.
-
Total funds raised (including from IPOs) for the first ten months of the year was $695,094 million, an increase of 212 per cent when compared with $223,144 million for the same period last year.
Derivatives Market
-
The average daily turnover of futures and options for the first ten months of 2014 was 538,658 contracts, an increase of 1 per cent when compared with the 533,285 contracts for the same period last year.
-
The average daily turnover of after-hours futures trading (AHFT) reached a record high of 16,994 contracts in October 2014.
-
On 16 October 2014, the turnover of after-hours futures trading (AHFT) reached a record high of 35,740 contracts.
-
On 17 October 2014, the turnover of Mini H-shares Index Futures reached a record high of 22,016 contracts.
* Includes any transfers of listing from GEM to Main Board
Listed Securities (Main Board and GEM)
Month-end figures
|
|
Oct 2014 |
Oct 2013 |
End 2013 |
|
No. of listed companies |
1,729 |
1,602 |
1,643 |
|
Total market capitalisation ($Bil.) |
25,318.6 |
23,432.8 |
24,042.8 |
|
No. of newly listed companies * |
10 |
18 |
110 |
|
No. of listed securities |
9,056 |
8,221 |
8,522 |
|
No. of equity warrants |
8 |
8 |
8 |
|
No. of derivatives warrants |
4,662 |
4,575 |
4,715 |
|
No. of CBBCs |
1,931 |
1,523 |
1,620 |
|
No. of unit trusts |
133 |
126 |
129 |
|
No. of debt securities |
589 |
383 |
403 |
* Includes the number of transfer of listings from GEM to Main Board
Securities Market Turnover (Main Board and GEM)
|
|
Oct 2014 |
Sep 2014 |
% Change |
|
Monthly turnover ($Mil.) * |
1,403,548 |
1,593,397 |
-12% |
|
Average daily turnover by value ($Mil.) * |
66,836 |
75,876 |
-12% |
|
No. of trading days |
21 |
21 |
- |
* Turnover value for securities traded in non-Hong Kong dollar currency have been included
Turnover by Type of Securities (Main Board and GEM)
|
|
Oct 2014 |
Sep 2014 |
% Change |
|
Equities |
996,510.82 |
1,113,246.93 |
-10.5% |
|
Derivative warrants |
204,231.84 |
222,650.76 |
-8.3% |
|
CBBCs |
105,165.25 |
122,183.88 |
-13.9% |
|
Unit Trusts |
96,823.69 |
134,393.02 |
-28.0% |
( ) % of market total
Turnover value for securities traded in non-Hong Kong dollar currency have been included
ATS Transactions
The total turnover of automated trading services’ (ATS) transactions for October 2014 was $20,832 million (1.5 % of the securities market total turnover).
Mainland Enterprises (Main Board and GEM)
Month-end figures
|
|
Oct 2014 |
Oct 2013 |
End 2013 |
|
No. of H shares |
196 |
176 |
182 |
|
No. of Red chips Stocks |
132 |
122 |
122 |
|
No. of Mainland private enterprises |
531 |
467 |
493 |
|
Market capitalisation (% of market total) |
58.9% |
56.5% |
56.9% |
|
Turnover value (% of equity turnover) |
68.0% |
68.4% |
71.6% |
Index Performance
Month-end figures
|
|
Oct 2014 |
% Change |
% Change |
|
S&P/HKEx LargeCap Index |
29188.57 |
4.7% |
5.1% |
|
S&P/HKEx GEM Index |
528.70 |
4.2% |
13.8% |
|
Hang Seng Index |
23998.06 |
4.6% |
3.4% |
|
Hang Seng China Enterprises Index# |
10755.80 |
4.3% |
1.2% |
|
Hang Seng China-Affiliated Corporations Index* |
4530.58 |
2.9% |
-0.4% |
|
CES China 120 Index ^ |
4106.80 |
3.6% |
2.7% |
|
CES China HK Mainland Index + |
5780.83 |
4.7% |
3.8% |
# - tracks H shares
* - tracks Red chips
^ - tracks 80 Mainland-listed companies and 40 Hong Kong-listed Mainland enterprises
+ - tracks 40 Hong Kong-listed Mainland enterprises
Derivatives Market Turnover
|
|
Average Daily Volume (Contracts) |
||
|
Oct 2014 |
Sep 2014 |
% Change |
|
|
Total Futures |
221,057 |
203,707 |
8.5% |
|
Hang Seng Index Futures |
79,015 |
70,757 |
11.7% |
|
Mini Hang Seng Index Futures |
36,336 |
26,848 |
35.3% |
|
H-shares Index Futures |
86,541 |
88,358 |
-2.1% |
|
Mini H-shares Index Futures |
16,274 |
14,422 |
12.8% |
|
HSI Dividend Point Index Futures |
3 |
7 |
-57.1% |
|
HSCEI Dividend Point Index Futures |
561 |
399 |
40.6% |
|
HSI Volatility Index Futures |
1 |
1 |
0.0% |
|
CES China 120 Index Futures |
143 |
134 |
6.7% |
|
IBOVESPA Futures |
0 |
0 |
- |
|
MICEX Index Futures |
0 |
0 |
- |
|
S&P BSE Sensex Index Futures |
0 |
0 |
- |
|
FTSE/JSE Top40 Futures |
0 |
0 |
- |
|
Stock Futures |
1,634 |
2,111 |
-22.6% |
|
3-Month HIBOR Futures |
0 |
0 |
- |
|
1-Month HIBOR Futures |
0 |
0 |
- |
|
3-Year Exchange Fund Note Futures |
0 |
0 |
- |
|
RMB Currency Futures - USD/CNH Futures |
548 |
671 |
-18.3% |
|
Gold Futures |
0 |
0 |
- |
|
Total Options |
335,798 |
389,283 |
-13.7% |
|
Hang Seng Index Options |
36,368 |
34,600 |
5.1% |
|
Mini Hang Seng Index Options |
4,304 |
4,454 |
-3.4% |
|
Flexible Hang Seng Index Options |
0 |
0 |
- |
|
H-shares Index Options |
33,701 |
34,539 |
-2.4% |
|
Flexible H-shares Index Options |
0 |
0 |
- |
|
Stock Options |
261,425 |
315,690 |
-17.2% |
|
Total Futures and Options |
556,855 |
592,990 |
-6.1% |
Clearing and Settlement
|
CCASS Statistics (securities market) |
Oct 2014 |
Sep 2014 |
% Change |
|
Average daily number of exchange trades handled by CCASS |
1,050,748 |
1,099,215 |
-4.41% |
|
Average daily number of settlement instructions (SIs) settled by CCASS |
86,154 |
91,378 |
-5.72% |
|
Average daily number of investor SIs (ISIs) settled by CCASS |
362 |
398 |
-9.05% |
|
Average daily settlement efficiency of CNS stock positions on due day (T+2) |
99.88 |
99.88 |
N/A |
|
Shares deposited in the CCASS depository |
|
|
|
|
DCASS Statistics (derivatives market) |
Oct 2014 |
Sep 2014 |
% Change |
|
Month-end Open Interest (contracts) |
|
|
|
|
– Equity Index Futures |
407,163 |
439,167 |
-7.3% |
|
– Stock Futures |
11,114 |
20,040 |
-44.5% |
|
– Interest Rates Futures |
5 |
5 |
0.0% |
|
– RMB Currency Futures |
11,056 |
11,580 |
-4.5% |
|
– Gold Futures |
0 |
0 |
- |
|
– Equity Index Options |
1,587,644 |
1,493,670 |
6.3% |
|
– Stock Options |
6,270,023 |
6,016,138 |
4.2% |
Year-to-date Statistics
|
Securities Market |
Oct 2014 |
Oct 2013 |
% Change |
|
No. of newly listed companies # |
99 |
63 |
57.1% |
|
Average daily turnover by value ($Mil.) ^ |
65,797 |
63,207 |
4.1% |
|
Average share traded per trading day (Mil. Shares) |
134,988 |
146,813 |
-8.1% |
|
Average no. of trades per trading day |
1,032,142 |
941,232 |
9.7% |
|
Fund raised by IPOs ($Mil.) |
138,555 |
70,245 |
97.2% |
|
Total funds raised (including IPOs) ($Mil.)* |
695,094 |
223,144 |
211.5% |
|
Derivatives Market |
Oct 2014 |
Oct 2013 |
% Change |
|
Average daily volume (contracts) |
|
|
|
|
– Equity Index Futures |
192,732 |
210,762 |
-8.6% |
|
– Stock Futures |
1,649 |
1,940 |
-15.0% |
|
– Interest Rates Futures |
0 |
0 |
- |
|
– RMB Currency Futures |
792 |
563 |
40.7% |
|
– Gold Futures |
0 |
0 |
- |
|
– Equity Index Options |
67,782 |
72,821 |
-6.9% |
|
– Stock Options |
275,703 |
247,200 |
11.5% |
|
Clearing & Settlement |
Oct 2014 |
Oct 2013 |
% Change |
|
Average daily number of exchange trades handled by CCASS |
1,031,462 |
940,279 |
9.70% |
|
Average daily number of settlement instructions (SIs) settled by CCASS |
87,294 |
82,224 |
6.17% |
|
Average daily number of investor SIs (ISIs) settled by CCASS |
384 |
394 |
-2.54% |
# Includes the number of transfer of listings from GEM to Main Board
^ Turnover value for traded in non-HKD currency securities have been included
* Provisional figures only
Historical Records
up to 31 October 2014
Top 10 Hang Seng Index Closes
|
Rank |
Date |
Close |
|
1 |
2007/10/30 |
31638.22 |
|
2 |
2007/10/29 |
31586.90 |
|
3 |
2007/11/01 |
31492.88 |
|
4 |
2007/10/31 |
31352.58 |
|
5 |
2007/11/02 |
30468.34 |
|
6 |
2007/10/26 |
30405.22 |
|
7 |
2007/10/25 |
29854.49 |
|
8 |
2007/11/07 |
29708.93 |
|
9 |
2007/12/06 |
29558.92 |
|
10 |
2007/10/15 |
29540.78 |
Top 10 Daily Market Turnover
(Main Board and GEM)
|
Rank |
Date |
Turnover ($) |
|
1 |
2007/10/03 |
210,505,533,155 |
|
2 |
2007/10/16 |
201,413,369,933 |
|
3 |
2007/10/12 |
195,962,197,177 |
|
4 |
2007/10/30 |
185,681,499,300 |
|
5 |
2007/10/11 |
179,409,273,541 |
|
6 |
2007/10/29 |
178,382,190,802 |
|
7 |
2007/10/15 |
174,984,449,067 |
|
8 |
2007/11/06 |
170,352,755,573 |
|
9 |
2007/10/18 |
169,121,203,305 |
|
10 |
2007/10/25 |
165,926,117,174 |
Top 10 Market Capitalisation
(Main Board and GEM)
|
Rank |
Date |
Market Capitalisation ($) |
|
1 |
2014/09/04 |
26,539,532,386,541 |
|
2 |
2014/09/08 |
26,501,582,795,455 |
|
3 |
2014/09/05 |
26,496,617,301,003 |
|
4 |
2014/09/03 |
26,492,566,289,108 |
|
5 |
2014/08/27 |
26,125,876,675,610 |
|
6 |
2014/09/10 |
26,107,564,032,838 |
|
7 |
2014/09/11 |
26,084,005,150,967 |
|
8 |
2014/09/02 |
26,030,019,362,391 |
|
9 |
2014/09/12 |
26,029,033,465,423 |
|
10 |
2014/08/20 |
26,023,954,416,676 |
Record High for Top-10 Derivatives Market Products (Based on Contract Volume)
|
Product |
Record High Daily Volume |
Record High Open Interest |
||
|
|
Contracts |
Date |
Contracts |
Date |
|
Stock Options |
805,947 |
2008/03/27 |
9,218,955 |
2011/11/28 |
|
H-shares Index Futures |
389,031 |
2013/06/25 |
334,575 |
2013/12/24 |
|
Hang Seng Index Futures |
271,426 |
2013/06/25 |
198,789 |
2007/06/27 |
|
Hang Seng Index Options |
116,835 |
2011/08/05 |
560,087 |
2012/06/27 |
|
H-shares Index Options |
113,156 |
2013/11/19 |
1,437,711 |
2013/12/19 |
|
Mini Hang Seng Index Futures |
86,812 |
2011/08/09 |
21,682 |
2011/06/17 |
|
Stock Futures |
27,966 |
2007/03/28 |
47,050 |
2013/03/27 |
|
Mini H-shares Index Futures |
22,016 |
2014/10/17 |
6,951 |
2013/09/23 |
|
HSCEI Dividend Point Index Futures |
20,802 |
2012/05/24 |
95,673 |
2013/11/19 |
|
Mini Hang Seng Index Options |
13,917 |
2012/05/18 |
32,651 |
2012/05/29 |
