Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

HKEx Monthly Market Highlights - October 2013

Date 06/11/2013

Highlights

 

- Securities Market

  • The average daily turnover for the first 10 months of 2013 was $63,207 million, an increase of 19 per cent when compared with $53,073 million for the same period last year.
  • The average daily turnover of derivative warrants for the first 10 months of 2013 was $7,723 million, an increase of 14 per cent when compared with $6,769 million for the same period last year.
  • The average daily turnover of ETFs for the first 10 months of 2013 was $3,818 million, an increase of 123 per cent when compared with $1,709 million for the same period last year.
  • Funds raised through IPOs for the first 10 months of 2013 was $70,031 million, an increase of 43 per cent when compared with $48,892 million for the same period last year.

  

- Derivatives Market

  • The average daily turnover of futures and options for the first 10 months of 2013 was 533,285 contracts, an increase of 10 per cent when compared with the 485,146 contracts for the same period last year.
  • The average daily turnover of RMB Currency Futures for October 2013 was 768 contracts, an increase of 237 per cent when compared with the 228 contracts for the same period last year.
  • On 22 October 2013, the open interest of HSCEI Dividend Point Index Futures reached a record high of 91,917 contracts.

 

 

Listed Securities (Main Board and GEM)
Month-end figures

 

Oct 2013

Oct 2012

End 2012

No. of listed companies

 1,602

 1,536

 1,547

Total market capitalisation ($Bil.)

23,432.8

20,408.2

21,950.1

No. of newly listed companies *

18

4

64

No. of listed securities

8,221

6,831

6,903

No. of equity warrants

8

13

11

No. of derivatives warrants

4,575

3,731

3,747

No. of CBBCs

1,523

1,182

1,214

No. of unit trusts

126

108

111

No. of debt securities

383

257

269

* Includes the number of transfer of listings from GEM to Main Board

  

Securities Market Turnover (Main Board and GEM)

  

Oct 2013

Sep 2013

% Change

Monthly turnover ($Mil.) *

1,227,371

1,193,848

3%

Average daily turnover by value ($Mil.) *

58,446

59,692

-2%

No. of trading days

21

20

-

* Turnover value for securities traded in non-Hong Kong dollar currency have been included

 

 

Turnover by Type of Securities (Main Board and GEM)

 

Oct 2013
($Mil)

Sep 2013
($Mil)

% Change

Equities

947,484.44
(77.2%)

905,924.63
(75.9%)

4.6%

Derivative warrants

143,000.91
(11.7%)

114,609.86
(9.6%)

24.8%

CBBCs

86,004.31
(7.0%)

99,466.18
(8.3%)

-13.5%

Unit Trusts
(include ETFs)

50,618.42
(4.1%)

73,533.96
(6.2%)

-31.2%

( ) % of market total
 Turnover value for securities traded in non-Hong Kong dollar currency have been included

 

ATS Transactions

The total turnover of automated trading services’ (ATS) transactions for October 2013 was $20,116 million (1.6 % of the securities market total turnover).

 

Mainland Enterprises (Main Board and GEM)
Month-end figures

 

Oct 2013

Oct 2012

End 2012

No. of H shares

 176

172

176

No. of Red chips Stocks

122

 108

108

No. of Mainland private enterprises

 467

432

437

Market capitalisation (% of market total)

56.5%

56.9%

57.4%

Turnover value (% of equity turnover)

68.4%

70.4%

69.6%

 

Index Performance
Month-end figures

 

Oct 2013

% Change
over 1 Month

% Change
over 12 Months

S&P/HKEx LargeCap Index

27784.47

1.5%

6.8%

S&P/HKEx GEM Index

464.52

3.2%

33.9%

Hang Seng Index

23206.37

1.5%

7.2%

Hang Seng China Enterprises Index#

10627.02

3.0%

0.4%

Hang Seng China-Affiliated Corporations Index*

4550.95

3.9%

8.4%

 

# - tracks H shares
* - tracks Red chips

 

Derivatives Market Turnover

 

Average Daily Volume (Contracts)

Oct 2013

Sep 2013

% Change

Total Futures

197,010

202,052

-2.5%

Hang Seng Index Futures

73,317

74,790

-2.0%

Mini Hang Seng Index Futures

28,549

28,455

0.3%

H-shares Index Futures

81,824

86,086

-5.0%

Mini H-shares Index Futures

10,305

9,261

11.3%

HSI Dividend Point Index Futures

52

40

30.0%

HSCEI Dividend Point Index Futures

658

778

-15.4%

HSI Volatility Index Futures

3

4

-25.0%

CES China 120 Index Futures 1

518

630

-17.8%

IBOVESPA Futures

0

0

-

MICEX Index Futures

0

0

-

Sensex Index Futures

0

0

-

FTSE/JSE Top40 Futures

0

0

-

Stock Futures

1,015

1,530

-33.7%

3-Month HIBOR Futures

0

0

-

1-Month HIBOR Futures

0

0

-

3-Year Exchange Fund Note Futures

0

1

-100.0%

RMB Currency Futures - USD/CNH Futures 

768

477

61.0%

Gold Futures

0

0

-

Total Options

284,927

301,495

-5.5%

Hang Seng Index Options

27,433

29,048

-5.6%

Mini Hang Seng Index Options

3,870

3,611

7.2%

Flexible Hang Seng Index Options

0

0

-

H-shares Index Options

28,801

37,733

-23.7%

Flexible H-shares Index Options

0

75

-100.0%

Stock Options

224,824

231,028

-2.7%

Total Futures and Options

481,938

503,547

-4.3%

 

  

Clearing and Settlement

CCASS Statistics (securities market)

Oct 2013

Sep 2013

% Change

Average daily number of exchange trades handled by CCASS

929,761

911,825

1.97%

Average daily number of settlement instructions (SIs) settled by CCASS

81,033

80,162

1.09%

Average daily number of investor SIs (ISIs) settled by CCASS

363

386

-5.96%

Average daily settlement efficiency of CNS stock positions on due day (T+2)

99.92%

99.92%

N/A

Shares deposited in the CCASS depository
  –  % of total issued shares 
  –  % of the total market capitalisation


70.32%52.35%


70.64%51.98%


N/A
N/A

DCASS Statistics (derivatives market)

Oct 2013

Sep 2013

% Change

Month-end Open Interest (contracts)

 

 

 

–  Equity Index Futures

450,925

446,460

1.0%

–  Stock Futures

15,815

15,524

1.9%

–  Interest Rates Futures

1

6

-83.3%

–  RMB Currency Futures

13,067

9,515

37.3%

–  Gold Futures

0

0

-

–  Equity Index Options

1,532,410

1,468,994

4.3%

–  Stock Options

5,412,953

4,882,089

10.9%

 

 

Year-to-date Statistics

Securities Market

Oct 2013
YTD

Oct 2012
YTD

% Change

No. of newly listed companies #

63

53

18.9%

Average daily turnover by value ($Mil.) ^

63,207

53,073

19.1%

Average share traded per trading day (Mil. Shares)

146,813

139,235

5.4%

Average no. of trades per trading day

941,232

767,999

22.6%

Fund raised by IPOs ($Mil.)

70,031

48,892

43.2%

Total funds raised (including IPOs) ($Mil.)*

227,908

207,224ust

10.0%

Derivatives Market

Oct 2013
YTD

Oct 2012
YTD

% Change

Average daily volume (contracts)

 

 

 

– Equity Index Futures

210,762

189,234

11.4%

– Stock Futures

1,940

1,228

58.0%

– Interest Rates Futures

0

1

-100.0%

– RMB Currency Futures

563

225

150.2%

– Gold Futures

0

0

-

– Equity Index Options

72,821

67,266

8.3%

– Stock Options

247,200

227,385

8.7%

Clearing & Settlement

Oct 2013
YTD

Oct 2012
YTD

% Change

Average daily number of exchange trades handled by CCASS

940,279

767,591

22.50%

Average daily number of settlement instructions (SIs) settled by CCASS

82,224

72,214

13.86%

Average daily number of investor SIs (ISIs) settled by CCASS

394

334

17.96%

 

# Includes the number of transfer of listings from GEM to Main Board
^  Turnover value for traded in non-HKD currency securities have been included
* Provisional figures only

 

Historical Records
up to 31 October 2013

Top 10 Hang Seng Index Closes

Rank

Date

Close

1

2007/10/30

31638.22

2

2007/10/29

31586.90

3

2007/11/01

31492.88

4

2007/10/31

31352.58

5

2007/11/02

30468.34

6

2007/10/26

30405.22

7

2007/10/25

29854.49

8

2007/11/07

29708.93

9

2007/12/06

29558.92

10

2007/10/15

29540.78

 

 

Top 10 Daily Market Turnover
(Main Board and GEM)

Rank

Date

Turnover ($)

1

2007/10/03

210,505,533,155

2

2007/10/16

201,413,369,933

3

2007/10/12

195,962,197,177

4

2007/10/30

185,681,499,300

5

2007/10/11

179,409,273,541

6

2007/10/29

178,382,190,802

7

2007/10/15

174,984,449,067

8

2007/11/06

170,352,755,573

9

2007/10/18

169,121,203,305

10

2007/10/25

165,926,117,174

 

 

Top 10 Market Capitalisation
(Main Board and GEM)

Rank

Date

Market Capitalisation ($)

1

2013/10/21

23,708,389,230,126

2

2013/10/18

23,572,695,855,712

3

2013/10/22

23,560,530,646,990

4

2013/10/30

23,467,682,086,525

5

2013/10/15

23,466,234,477,082

6

2013/10/31

23,432,823,227,042

7

2013/10/16

23,369,929,983,434

8

2013/10/11

23,337,462,249,407

9

2013/10/17

23,329,312,177,374

10

2013/10/23

23,261,525,090,592

 

 

Record High for Top-10 Derivatives Market Products (Based on Contract Volume)

Product

Record High Daily Volume

Record High Open Interest

 

Contracts

Date

Contracts

Date

Stock Options

805,947

2008/03/27

9,218,955

2011/11/28

H-shares Index Futures

389,031

2013/06/25

332,727

2013/06/26

Hang Seng Index Futures

271,426

2013/06/25

198,789

2007/06/27

Hang Seng Index Options

116,835

2011/08/05

560,087

2012/06/27

Mini Hang Seng Index Futures

86,812

2011/08/09

21,682

2011/06/17

H-shares Index Options

70,518

2013/06/21

1,395,315

2013/09/26

Stock Futures

27,966

2007/03/28

47,050

2013/03/27

HSCEI Dividend Point Index Futures

20,802

2012/05/24

91,917

2013/10/22

Mini H-shares Index Futures

19,556

2011/08/09

6,951

2013/09/23

Mini Hang Seng Index Options

13,917

2012/05/18

32,651

2012/05/29