Highlights
Securities Market
-
The average daily turnover for the first 11 months of 2014 was $66,895 million, an increase of 6 per cent when compared with $63,097 million for the same period last year.
-
There were 105* newly listed companies for the first 11 months of 2014, an increase of 35 per cent when compared with the 78* for the same period last year.
-
Funds raised through IPOs for the first 11 months of 2014 was $141,015 million, an increase of 46 per cent when compared with $96,558 million for the same period last year.
-
Total funds raised (including from IPOs) for the first 11 months of the year was $728,836 million, an increase of 167 per cent when compared with $272,697 million for the same period last year.
Derivatives Market
-
The average daily turnover of futures and options for the first 11 months of 2014 was 549,365 contracts, an increase of 3 per cent when compared with the 534,944 contracts for the same period last year.
-
The average daily turnover of RMB Currency Futures for the first 11 months of 2014 was 788 contracts, an increase of 39 per cent when compared with the 567 contracts for the same period last year.
-
The average daily turnover of Mini H-shares Index Futures for the first 11 months of 2014 was 12,415 contracts, an increase of 35 per cent when compared with the 9,198 contracts for the same period last year.
-
On 24 November 2014, the turnover and open interest of Mini H-shares Index Futures reached record highs of 25,652 contracts and 7,833 contracts respectively.
* Includes any transfers of listing from GEM to Main Board
Listed Securities (Main Board and GEM)
Month-end figures
|
No. of listed companies
|
1,735
|
1,615
|
1,643
|
|
Total market capitalisation ($Bil.)
|
25,497.3
|
24,134.6
|
24,042.8
|
|
No. of newly listed companies *
|
6
|
15
|
110
|
|
No. of listed securities
|
9,113
|
8,539
|
8,522
|
|
No. of equity warrants
|
10
|
8
|
8
|
|
No. of derivatives warrants
|
4,805
|
4,768
|
4,715
|
|
No. of CBBCs
|
1,805
|
1,623
|
1,620
|
|
No. of unit trusts
|
134
|
127
|
129
|
|
No. of debt securities
|
620
|
394
|
403
|
* Includes the number of transfer of listings from GEM to Main Board
Securities Market Turnover (Main Board and GEM)
|
Monthly turnover ($Mil.) *
|
1,564,001
|
1,403,548
|
11%
|
|
Average daily turnover by value ($Mil.) *
|
78,200
|
66,836
|
17%
|
|
No. of trading days
|
20
|
21
|
-
|
* Turnover value for securities traded in non-Hong Kong dollar currency have been included
Turnover by Type of Securities (Main Board and GEM)
|
Equities
|
1,127,576.95
(72.1%)
|
996,510.82
(71.0%)
|
13.2%
|
|
Derivative warrants
|
203,944.26
(13.0%)
|
204,231.84
(14.6%)
|
-0.1%
|
|
CBBCs
|
97,162.19
(6.2%)
|
105,165.25
(7.5%)
|
-7.6%
|
|
Unit Trusts
(include ETFs)
|
134,538.67
(8.6%)
|
96,823.69
(6.9%)
|
39.0%
|
( ) % of market total
Turnover value for securities traded in non-Hong Kong dollar currency have been included
ATS Transactions
The total turnover of automated trading services’ (ATS) transactions for November 2014 was $21,767 million (1.4 % of the securities market total turnover).
Mainland Enterprises (Main Board and GEM)
Month-end figures
|
No. of H shares
|
197
|
178
|
182
|
|
No. of Red chips Stocks
|
132
|
122
|
122
|
|
No. of Mainland private enterprises
|
534
|
476
|
493
|
|
Market capitalisation (% of market total)
|
59.2%
|
57.4%
|
56.9%
|
|
Turnover value (% of equity turnover)
|
74.1%
|
74.6%
|
71.6%
|
Index Performance
Month-end figures
|
S&P/HKEx LargeCap Index
|
29155.90
|
-0.1%
|
1.5%
|
|
S&P/HKEx GEM Index
|
511.49
|
-3.3%
|
9.2%
|
|
Hang Seng Index
|
23987.45
|
0.0%
|
0.4%
|
|
Hang Seng China Enterprises Index#
|
11145.39
|
3.6%
|
-2.6%
|
|
Hang Seng China-Affiliated Corporations Index*
|
4534.79
|
0.1%
|
-3.2%
|
|
CES China 120 Index ^
|
4397.17
|
7.1%
|
6.6%
|
|
CES China HK Mainland Index +
|
5838.03
|
1.0%
|
0.6%
|
# - tracks H shares
* - tracks Red chips
^ - tracks 80 Mainland-listed companies and 40 Hong Kong-listed Mainland enterprises
+ - tracks 40 Hong Kong-listed Mainland enterprises
Derivatives Market Turnover
|
Nov 2014
|
Oct 2014
|
% Change
|
|
Total Futures
|
219,924
|
221,057
|
-0.5%
|
|
Hang Seng Index Futures
|
67,860
|
79,015
|
-14.1%
|
|
Mini Hang Seng Index Futures
|
29,791
|
36,336
|
-18.0%
|
|
H-shares Index Futures
|
102,785
|
86,541
|
18.8%
|
|
Mini H-shares Index Futures
|
16,336
|
16,274
|
0.4%
|
|
HSI Dividend Point Index Futures
|
0
|
3
|
-100.0%
|
|
HSCEI Dividend Point Index Futures
|
795
|
561
|
41.7%
|
|
HSI Volatility Index Futures
|
0
|
1
|
-100.0%
|
|
CES China 120 Index Futures
|
166
|
143
|
16.1%
|
|
IBOVESPA Futures
|
0
|
0
|
-
|
|
MICEX Index Futures
|
0
|
0
|
-
|
|
S&P BSE Sensex Index Futures
|
0
|
0
|
-
|
|
FTSE/JSE Top40 Futures
|
0
|
0
|
-
|
|
Stock Futures
|
1,449
|
1,634
|
-11.3%
|
|
3-Month HIBOR Futures
|
0
|
0
|
-
|
|
1-Month HIBOR Futures
|
0
|
0
|
-
|
|
3-Year Exchange Fund Note Futures
|
0
|
0
|
-
|
|
RMB Currency Futures - USD/CNH Futures
|
742
|
548
|
35.4%
|
|
Gold Futures
|
0
|
0
|
-
|
|
Total Options
|
439,722
|
335,798
|
30.9%
|
|
Hang Seng Index Options
|
32,554
|
36,368
|
-10.5%
|
|
Mini Hang Seng Index Options
|
4,501
|
4,304
|
4.6%
|
|
Flexible Hang Seng Index Options
|
0
|
0
|
-
|
|
H-shares Index Options
|
42,079
|
33,701
|
24.9%
|
|
Flexible H-shares Index Options
|
35
|
0
|
-
|
|
Stock Options
|
360,552
|
261,425
|
37.9%
|
|
Total Futures and Options
|
659,646
|
556,855
|
18.5%
|
Clearing and Settlement
|
Average daily number of exchange trades handled by CCASS
|
1,145,328
|
1,050,748
|
9.00%
|
|
Average daily number of settlement instructions (SIs) settled by CCASS
|
90,338
|
86,154
|
4.86%
|
|
Average daily number of investor SIs (ISIs) settled by CCASS
|
387
|
362
|
6.91%
|
|
Average daily settlement efficiency of CNS stock positions on due day (T+2)
|
99.86
|
99.88
|
N/A
|
|
Shares deposited in the CCASS depository
– % of total issued shares
– % of the total market capitalisation
|
70.54
53.14
|
70.63
52.96
|
N/A
N/A
|
|
DCASS Statistics (derivatives market)
|
Nov 2014
|
Oct 2014
|
% Change
|
|
Month-end Open Interest (contracts)
|
|
|
|
|
– Equity Index Futures
|
436,165
|
407,163
|
7.1%
|
|
– Stock Futures
|
11,620
|
11,114
|
4.6%
|
|
– Interest Rates Futures
|
5
|
5
|
0.0%
|
|
– RMB Currency Futures
|
10,897
|
11,056
|
-1.4%
|
|
– Gold Futures
|
0
|
0
|
-
|
|
– Equity Index Options
|
1,622,454
|
1,587,644
|
2.2%
|
|
– Stock Options
|
7,036,888
|
6,270,023
|
12.2%
|
Year-to-date Statistics
|
No. of newly listed companies #
|
105
|
78
|
34.6%
|
|
Average daily turnover by value ($Mil.) ^
|
66,895
|
63,097
|
6.0%
|
|
Average share traded per trading day (Mil. Shares)
|
136,876
|
144,645
|
-5.4%
|
|
Average no. of trades per trading day
|
1,042,922
|
941,563
|
10.8%
|
|
Fund raised by IPOs ($Mil.)
|
141,015
|
96,558
|
46.0%
|
|
Total funds raised (including IPOs) ($Mil.)*
|
728,836
|
272,697
|
167.3%
|
|
Derivatives Market
|
Nov 2014
YTD
|
Nov 2013
YTD
|
% Change
|
|
Average daily volume (contracts)
|
|
|
|
|
– Equity Index Futures
|
194,944
|
210,280
|
-7.3%
|
|
– Stock Futures
|
1,632
|
1,902
|
-14.2%
|
|
– Interest Rates Futures
|
0
|
0
|
-
|
|
– RMB Currency Futures
|
788
|
567
|
39.0%
|
|
– Gold Futures
|
0
|
0
|
-
|
|
– Equity Index Options
|
68,789
|
73,422
|
-6.3%
|
|
– Stock Options
|
283,212
|
248,774
|
13.8%
|
|
Clearing & Settlement
|
Nov 2014
YTD
|
Nov 2013
YTD
|
% Change
|
|
Average daily number of exchange trades handled by CCASS
|
1,041,539
|
940,642
|
10.73%
|
|
Average daily number of settlement instructions (SIs) settled by CCASS
|
87,565
|
82,386
|
6.29%
|
|
Average daily number of investor SIs (ISIs) settled by CCASS
|
384
|
396
|
-3.03%
|
# Includes the number of transfer of listings from GEM to Main Board
^ Turnover value for traded in non-HKD currency securities have been included
* Provisional figures only
Historical Records
up to 30 November 2014
Top 10 Hang Seng Index Closes
|
1
|
2007/10/30
|
31638.22
|
|
2
|
2007/10/29
|
31586.90
|
|
3
|
2007/11/01
|
31492.88
|
|
4
|
2007/10/31
|
31352.58
|
|
5
|
2007/11/02
|
30468.34
|
|
6
|
2007/10/26
|
30405.22
|
|
7
|
2007/10/25
|
29854.49
|
|
8
|
2007/11/07
|
29708.93
|
|
9
|
2007/12/06
|
29558.92
|
|
10
|
2007/10/15
|
29540.78
|
Top 10 Daily Market Turnover
(Main Board and GEM)
|
1
|
2007/10/03
|
210,505,533,155
|
|
2
|
2007/10/16
|
201,413,369,933
|
|
3
|
2007/10/12
|
195,962,197,177
|
|
4
|
2007/10/30
|
185,681,499,300
|
|
5
|
2007/10/11
|
179,409,273,541
|
|
6
|
2007/10/29
|
178,382,190,802
|
|
7
|
2007/10/15
|
174,984,449,067
|
|
8
|
2007/11/06
|
170,352,755,573
|
|
9
|
2007/10/18
|
169,121,203,305
|
|
10
|
2007/10/25
|
165,926,117,174
|
Top 10 Market Capitalisation
(Main Board and GEM)
|
1
|
2014/09/04
|
26,539,532,386,541
|
|
2
|
2014/09/08
|
26,501,582,795,455
|
|
3
|
2014/09/05
|
26,496,617,301,003
|
|
4
|
2014/09/03
|
26,492,566,289,108
|
|
5
|
2014/08/27
|
26,125,876,675,610
|
|
6
|
2014/09/10
|
26,107,564,032,838
|
|
7
|
2014/09/11
|
26,084,005,150,967
|
|
8
|
2014/09/02
|
26,030,019,362,391
|
|
9
|
2014/09/12
|
26,029,033,465,423
|
|
10
|
2014/08/20
|
26,023,954,416,676
|
Record High for Top-10 Derivatives Market Products (Based on Contract Volume)
|
|
Contracts
|
Date
|
Contracts
|
Date
|
|
Stock Options
|
805,947
|
2008/03/27
|
9,218,955
|
2011/11/28
|
|
H-shares Index Futures
|
389,031
|
2013/06/25
|
334,575
|
2013/12/24
|
|
Hang Seng Index Futures
|
271,426
|
2013/06/25
|
198,789
|
2007/06/27
|
|
Hang Seng Index Options
|
116,835
|
2011/08/05
|
560,087
|
2012/06/27
|
|
H-shares Index Options
|
113,156
|
2013/11/19
|
1,437,711
|
2013/12/19
|
|
Mini Hang Seng Index Futures
|
86,812
|
2011/08/09
|
21,682
|
2011/06/17
|
|
Stock Futures
|
27,966
|
2007/03/28
|
47,050
|
2013/03/27
|
|
Mini H-shares Index Futures
|
25,652
|
2014/11/24
|
7,833
|
2014/11/24
|
|
HSCEI Dividend Point Index Futures
|
20,802
|
2012/05/24
|
95,673
|
2013/11/19
|
|
Mini Hang Seng Index Options
|
13,917
|
2012/05/18
|
32,651
|
2012/05/29
|
|
|
|
