Highlights
- Securities Market
- The average daily turnover for the first 11 months of 2012 was $53,233 million, a decrease of 26 per cent when compared with $71,792 million for the same period last year.
-
The average daily turnover of dual counters RQFII A-share ETFs for November 2012 was $530 million, an increase of 258 per cent when compared with $148 million for October 2012.
- Derivatives Market
-
The average daily turnover of futures and options for the first 11 months of 2012 was 485,782 contracts, a decrease of 17 per cent when compared with 584,342 contracts for the same period last year.
-
On 27 November 2012, the turnover and the open interest of H-shares Index Futures reached a record high of 227,986 and 223,864 contracts respectively.
-
On 28 November 2012, the open interest of H-shares Index Options reached a record high of 832,396 contracts .
Listed Securities (Main Board and GEM)
Month-end figures
|
Nov 2012
|
Nov 2011
|
End 2011
|
|
|
No. of listed companies
|
1,540
|
1,477
|
1,496
|
|
Total market capitalisation ($Bil.)
|
21,035
|
16,985
|
17,537
|
|
No. of newly listed companies *
|
4
|
6
|
101
|
|
No. of listed securities
|
6,930
|
6,970
|
6,723
|
|
No. of equity warrants
|
12
|
16
|
15
|
|
No. of derivatives warrants
|
3,756
|
4,269
|
4,027
|
|
No. of CBBC
|
1,242
|
926
|
901
|
|
No. of unit trusts
|
111
|
88
|
88
|
|
No. of debt securities
|
265
|
190
|
192
|
* Includes the number of transfer of listings from GEM to Main Board
Securities Market Turnover (Main Board and GEM)
|
|
Nov 2012
|
Oct 2012
|
% Change
|
|
Monthly turnover ($Mil.) *
|
1,203,952
|
1,048,590
|
15%
|
|
Average daily turnover by value ($Mil.) *
|
54,725
|
52,429
|
4%
|
|
No. of trading days
|
22
|
20
|
-
|
* Turnover value for securities traded in non-Hong Kong dollar currency have been included since 29 November 2010
Turnover by Type of Securities (Main Board and GEM)
|
|
Nov 2012
($Mil) |
Oct 2012
($Mil) |
% Change
|
|
Equities
|
846,593.46
(70.3%) |
770,103.12
(73.4%) |
9.9%
|
|
Derivative warrants
|
148,372.78
(12.3%) |
130,163.41
(12.4%) |
14.0%
|
|
CBBC
|
129,117.09
(10.7%) |
98,020.81
(9.3%) |
31.7%
|
|
Debt securities
|
175.40
(0.0%) (less than 0.1%) |
131.22
(0.0%) (less than 0.1%) |
33.7%
|
( ) % of market total
Turnover value for securities traded in non-Hong Kong dollar currency have been included since 29 November 2010
Turnover value for securities traded in non-Hong Kong dollar currency have been included since 29 November 2010
ATS Transactions
The total turnover of automated trading services’ (ATS) transactions for November 2012 was $26,687 million (2.2 % of the securities market total turnover).
Mainland Enterprises (Main Board and GEM)
Month-end figures
Month-end figures
|
|
Nov 2012
|
Nov 2011
|
End 2011
|
|
No. of H shares
|
172
|
165
|
168
|
|
No. of Red chips Stocks
|
108
|
102
|
107
|
|
No. of Mainland private enterprises
|
434*
|
358
|
365
|
|
Market capitalisation (% of market total)
|
56.7%
|
55.7%
|
55.5%
|
|
Turnover value (% of equity turnover)
|
69.5%
|
68.5%
|
66.0%
|
* Revised methodology for classification of listed companies took effect from 1 January 2012 (Mainland private enterprises were classified as Non-H Share Mainland Private Enterprises, or NHMPE before revision).
Index Performance
Month-end figures
# - tracks H shares
* - tracks Red chips
Month-end figures
|
Nov 2012
|
% Change
over 1 Month |
% Change
over 12 Months |
|
|
S&P/HKEx LargeCap Index
|
26239.16
|
0.9%
|
20.6%
|
|
S&P/HKEx GEM Index
|
346.93
|
0.0%
|
-25.8%
|
|
Hang Seng Index
|
22030.39
|
1.8%
|
22.5%
|
|
Hang Seng China Enterprises Index#
|
10622.67
|
0.4%
|
11.7%
|
|
Hang Seng China-Affiliated Corporations Index*
|
4388.65
|
4.5%
|
21.2%
|
# - tracks H shares
* - tracks Red chips
Derivatives Market Turnover
|
|
Average Daily Volume (Contracts)
|
||
|
Nov 2012
|
Oct 2012
|
% Change
|
|
|
Total Futures
|
194,755
|
186,589
|
4.4%
|
|
Hang Seng Index Futures
|
86,044
|
76,509
|
12.5%
|
|
Mini Hang Seng Index Futures
|
32,138
|
29,372
|
9.4%
|
|
H-shares Index Futures
|
68,039
|
71,944
|
-5.4%
|
|
Mini H-shares Index Futures
|
6,488
|
5,825
|
11.4%
|
|
HSI Dividend Point Index Futures
|
14
|
0
|
-
|
|
HSCEI Dividend Point Index Futures
|
116
|
476
|
-75.6%
|
|
HSI Volatility Index Futures 1
|
2
|
10
|
-80.0%
|
|
IBOVESPA Futures 2
|
0
|
0
|
-
|
|
MICEX Index Futures 3
|
0
|
0
|
-
|
|
Sensex Index Futures 4
|
0
|
0
|
-
|
|
FTSE/JSE Top40 Futures 5
|
0
|
0
|
-
|
|
Stock Futures
|
1,621
|
2,226
|
-27.2%
|
|
3-Month HIBOR Futures
|
0
|
0
|
-
|
|
1-Month HIBOR Futures
|
0
|
0
|
-
|
|
3-Year Exchange Fund Note Futures
|
0
|
0
|
-
|
|
USD/CNH Futures 6
|
294
|
228
|
28.9%
|
|
Gold Futures
|
0
|
0
|
-
|
|
Total Options
|
296,966
|
319,821
|
-7.1%
|
|
Hang Seng Index Options
|
37,292
|
31,044
|
20.1%
|
|
Mini Hang Seng Index Options
|
5,678
|
5,656
|
0.4%
|
|
Flexible Hang Seng Index Options
|
164
|
244
|
-32.8%
|
|
H-shares Index Options
|
27,743
|
32,232
|
-13.9%
|
|
Flexible H-shares Index Options
|
142
|
23
|
517.4%
|
|
Stock Options
|
225,946
|
250,621
|
-9.8%
|
|
Total Futures and Options
|
491,720
|
506,410
|
-2.9%
|
1 Trading in HSI Volatility Index Futures commenced on 20 Feb 2012
2 Trading in IBOVESPA Futures commenced on 30 Mar 2012
3 Trading in MICEX Index Futures commenced on 30 Mar 2012
4 Trading in Sensex Index Futures commenced on 30 Mar 2012
5 Trading in FTSE/JSE Top40 Futures commenced on 30 Mar 2012
6 Trading in USD/CNH Futures commenced on 17 Sep 2012
2 Trading in IBOVESPA Futures commenced on 30 Mar 2012
3 Trading in MICEX Index Futures commenced on 30 Mar 2012
4 Trading in Sensex Index Futures commenced on 30 Mar 2012
5 Trading in FTSE/JSE Top40 Futures commenced on 30 Mar 2012
6 Trading in USD/CNH Futures commenced on 17 Sep 2012
Clearing and Settlement
|
CCASS Statistics (securities market)
|
Nov 2012
|
Oct 2012
|
% Change
|
|
Average daily number of exchange trades handled by CCASS
|
796,498
|
787,661
|
1.12%
|
|
Average daily number of settlement instructions (SIs) settled by CCASS
|
70,971
|
73,722
|
-3.73%
|
|
Average daily number of investor SIs (ISIs) settled by CCASS
|
329
|
367
|
-10.35%
|
|
Average daily settlement efficiency of CNS stock positions on due day (T+2)
|
99.89
|
99.90
|
N/A
|
|
Shares deposited in the CCASS depository
– % of total issued shares – % of the total market capitalisation |
69.68%51.25% |
70.08%51.19% |
N/A N/A |
|
DCASS Statistics (derivatives market)
|
Nov 2012
|
Oct 2012
|
% Change
|
|
Month-end Open Interest (contracts)
|
|||
|
– Equity Index Futures
|
394,623
|
401,865
|
-1.8%
|
|
– Stock Futures
|
21,687
|
19,029
|
14.0%
|
|
– Interest Rates Futures
|
5
|
5
|
0.0%
|
|
– RMB Currency Futures
|
3,551
|
1,956
|
81.5%
|
|
– Gold Futures
|
0
|
0
|
-
|
|
– Equity Index Options
|
1,239,188
|
1,091,156
|
13.6%
|
|
– Stock Options
|
5,950,943
|
5,444,148
|
9.3%
|
Year-to-date Statistics
|
Securities Market
|
Nov 2012
YTD |
Nov 2011
YTD |
% Change
|
|
No. of newly listed companies #
|
57
|
81
|
-30%
|
|
Average daily turnover by value ($Mil.) ^
|
53,233
|
71,792
|
-26%
|
|
Average share traded per trading day (Mil. Shares)
|
139,335
|
164,482
|
-15%
|
|
Average no. of trades per trading day
|
770,885
|
890,302
|
-13%
|
|
Fund raised by IPOs ($Mil.)
|
53,433
|
218,738
|
-76%
|
|
Total funds raised (including IPOs) ($Mil.)*
|
228,681
|
417,151
|
-45%
|
|
Derivatives Market
|
Nov 2012
YTD |
Nov 2011
YTD |
% Change
|
|
Average daily volume (contracts)
|
|||
|
– Equity Index Futures
|
189,582
|
208,079
|
-8.9%
|
|
– Stock Futures
|
1,266
|
1,869
|
-32.3%
|
|
– Interest Rates Futures
|
1
|
3
|
-66.7%
|
|
– RMB Currency Futures
|
254
|
-
|
-
|
|
– Gold Futures
|
-
|
16
|
-
|
|
– Equity Index Options
|
67,629
|
64,041
|
5.6%
|
|
– Stock Options
|
227,246
|
310,333
|
-26.8%
|
|
Clearing & Settlement
|
Nov 2012
YTD |
Nov 2011
YTD |
% Change
|
|
Average daily number of exchange trades handled by CCASS
|
770,380
|
889,674
|
-13.41%
|
|
Average daily number of settlement instructions (SIs) settled by CCASS
|
72,094
|
84,794
|
-14.98%
|
|
Average daily number of investor SIs (ISIs) settled by CCASS
|
334
|
487
|
-31.42%
|
# Includes the number of transfer of listings from GEM to Main Board
^ Turnover value for traded in non-HKD currency securities have been included start from 29 November 2010
* Provisional figures only
^ Turnover value for traded in non-HKD currency securities have been included start from 29 November 2010
* Provisional figures only
Historical Records
up to 30 November 2012
up to 30 November 2012
Top 10 Hang Seng Index Closes
|
Rank
|
Date
|
Close
|
|
1
|
2007/10/30
|
31638.22
|
|
2
|
2007/10/29
|
31586.90
|
|
3
|
2007/11/01
|
31492.88
|
|
4
|
2007/10/31
|
31352.58
|
|
5
|
2007/11/02
|
30468.34
|
|
6
|
2007/10/26
|
30405.22
|
|
7
|
2007/10/25
|
29854.49
|
|
8
|
2007/11/07
|
29708.93
|
|
9
|
2007/12/06
|
29558.92
|
|
10
|
2007/10/15
|
29540.78
|
Top 10 Daily Market Turnover
(Main Board and GEM)
(Main Board and GEM)
|
Rank
|
Date
|
Turnover ($)
|
|
1
|
2007/10/03
|
210,505,533,155
|
|
2
|
2007/10/16
|
201,413,369,933
|
|
3
|
2007/10/12
|
195,962,197,177
|
|
4
|
2007/10/30
|
185,681,499,300
|
|
5
|
2007/10/11
|
179,409,273,541
|
|
6
|
2007/10/29
|
178,382,190,802
|
|
7
|
2007/10/15
|
174,984,449,067
|
|
8
|
2007/11/06
|
170,352,755,573
|
|
9
|
2007/10/18
|
169,121,203,305
|
|
10
|
2007/10/25
|
165,926,117,174
|
Top 10 Market Capitalisation
(Main Board and GEM)
(Main Board and GEM)
|
Rank
|
Date
|
Market Capitalisation ($)
|
|
1
|
2007/10/30
|
23,196,977,098,941
|
|
2
|
2007/11/01
|
23,176,749,100,222
|
|
3
|
2007/10/29
|
23,070,544,404,276
|
|
4
|
2007/10/31
|
23,069,877,573,111
|
|
5
|
2007/11/02
|
22,518,847,046,433
|
|
6
|
2011/04/21
|
22,324,252,903,664
|
|
7
|
2010/11/08
|
22,297,367,476,072
|
|
8
|
2007/10/26
|
22,285,176,719,928
|
|
9
|
2011/04/08
|
22,235,055,909,162
|
|
10
|
2007/11/07
|
22,202,420,942,652
|
Record High for Top-10 Derivatives Market Products (Based on Contract Volume)
|
Product
|
Record High Daily Volume
|
Record High Open Interest
|
||
|
|
Contracts
|
Date
|
Contracts
|
Date
|
|
Stock Options
|
805,947
|
2008/03/27
|
9,218,955
|
2011/11/28
|
|
Hang Seng Index Futures
|
235,385
|
2011/08/09
|
198,789
|
2007/06/27
|
|
H-shares Index Futures
|
227,986
|
2012/11/27
|
223,864
|
2012/11/27
|
|
Hang Seng Index Options
|
116,835
|
2011/08/05
|
560,087
|
2012/06/27
|
|
Mini Hang Seng Index Futures
|
86,812
|
2011/08/09
|
21,682
|
2011/06/17
|
|
H-shares Index Options
|
67,677
|
2012/09/14
|
832,396
|
2012/11/28
|
|
Stock Futures
|
27,966
|
2007/03/28
|
26,482
|
2011/08/25
|
|
HSCEI Dividend Point Index Futures
|
20,802
|
2012/05/24
|
77,555
|
2012/10/29
|
|
Mini H-shares Index Futures
|
19,556
|
2011/08/09
|
6,684
|
2012/04/24
|
|
Mini Hang Seng Index Options
|
13,917
|
2012/05/18
|
32,651
|
2012/05/29
|
