Highlights
Securities Market
-
Market capitalisation was $24.8 trillion at the end of 2016, representing a year-on-year increase of 0.4 per cent.
-
The Hang Seng Index ended 2016 at 22000.56, representing a year-on-year increase of 0.4 per cent.
-
The average daily turnover in 2016 was $66.9 billion, a decrease of 37 per cent when compared with $105.6 billion in 2015.
-
There were 126* newly listed companies in 2016, a decrease of 9 per cent when compared with the 138* in 2015.
-
Funds raised through IPOs in 2016 was $194.8 billion, a decrease of 26 per cent when compared with $263.1 billion in 2015.
Derivatives Market
-
The average daily turnover of futures and options in 2016 was 761,744 contracts, a decrease of 1 per cent when compared with the 768,520 contracts in 2015.
-
The average daily turnover of equity index futures in 2016 was 337,247 contracts, an increase of 15 per cent when compared with the 293,178 contracts in 2015.
-
The average daily turnover of equity index options in 2016 was 123,354 contracts, an increase of 27 per cent when compared with the 96,756 contracts in 2015.
-
The average daily turnover of RMB Currency Futures in 2016 was 2,206 contracts, an increase of 108 per cent when compared with the 1,062 contracts in 2015.
-
HSCEI Dividend Point Index Futures, H-shares Index Options and RMB Currency Futures - USD/CNH Futures reached a record high of open interest of 184,626 contracts (13 December), 3,276,956 contracts (28 December) and 45,635 contracts (30 December) respectively.
* Includes any transfers of listing from GEM to Main Board
Listed Securities (Main Board and GEM)
Month-end figures
|
|
Dec 2016 |
Dec 2015 |
End 2015 |
|
No. of listed companies |
1,973 |
1,866 |
1,866 |
|
Total market capitalisation ($Bil.) |
24,761.3 |
24,683.7 |
24,683.7 |
|
No. of newly listed companies * |
17 |
25 |
138 |
|
No. of listed securities |
8,591 |
9,015 |
9,015 |
|
No. of equity warrants |
9 |
13 |
13 |
|
No. of derivatives warrants |
3,705 |
4,590 |
4,590 |
|
No. of CBBCs |
1,844 |
1,630 |
1,630 |
|
No. of unit trusts |
157 |
145 |
145 |
|
No. of debt securities |
892 |
762 |
762 |
* Includes the number of transfer of listings from GEM to Main Board
Securities Market Turnover (Main Board and GEM)
|
|
Dec 2016 |
Nov 2016 |
% Change |
|
Monthly turnover ($Mil.) * |
1,277,777 |
1,488,891 |
-14.2% |
|
Average daily turnover by value ($Mil.) * |
63,889 |
67,677 |
-5.6% |
|
No. of trading days |
20 |
22 |
- |
* Turnover value for securities traded in non-Hong Kong dollar currency have been included
Turnover by Type of Securities (Main Board and GEM)
|
|
Dec 2016 |
Nov 2016 |
% Change |
|
Equities |
940,784.99 |
1,113,703.39 |
-15.5% |
|
Derivative warrants |
178,895.16 |
175,216.52 |
2.1% |
|
CBBCs |
78,264.80 |
107,513.49 |
-27.2% |
|
Unit Trusts |
78,505.45 |
88,922.09 |
-11.7% |
( ) % of market total
Turnover value for securities traded in non-Hong Kong dollar currency have been included
ATS Transactions
The total turnover of automated trading services’ (ATS) transactions for December 2016 was $21,221 million (1.7% of the securities market total turnover).
Mainland Enterprises (Main Board and GEM)
Month-end figures
|
|
Dec 2016 |
Dec 2015 |
End 2015 |
|
No. of H shares |
241 |
229 |
229 |
|
No. of Red chips Stocks |
153 |
145 |
145 |
|
No. of Mainland private enterprises |
608 |
577 |
577 |
|
Market capitalisation (% of market total) |
63.3% |
62.1% |
62.1% |
|
Turnover value (% of equity turnover) |
68.8% |
74.4% |
72.7% |
Index Performance
Month-end figures
|
|
Dec 2016 |
% Change |
% Change |
|
S&P/HKEx LargeCap Index |
27926.13 |
-3.0% |
3.4% |
|
S&P/HKEx GEM Index |
358.53 |
-3.8% |
-24.8% |
|
Hang Seng Index |
22000.56 |
-3.5% |
0.4% |
|
Hang Seng China Enterprises Index# |
9394.87 |
-4.5% |
-2.8% |
|
Hang Seng China-Affiliated Corporations Index* |
3587.99 |
-4.5% |
-11.5% |
|
CES China 120 Index ^ |
5052.40 |
-4.3% |
0.2% |
|
CES China HK Mainland Index + |
5515.90 |
-2.3% |
1.8% |
# - tracks H shares
* - tracks Red chips
^ - tracks 80 Mainland-listed companies and 40 Hong Kong-listed Mainland enterprises
+ - tracks 40 Hong Kong-listed Mainland enterprises
Derivatives Market Turnover
|
|
Average Daily Volume (Contracts) |
||
|
Dec 2016 |
Nov 2016 |
% Change |
|
|
Total Futures |
292,140 |
329,514 |
-11.3% |
|
Hang Seng Index Futures |
106,672 |
126,122 |
-15.4% |
|
Mini Hang Seng Index Futures |
43,403 |
51,082 |
-15.0% |
|
H-shares Index Futures |
121,698 |
127,444 |
-4.5% |
|
Mini H-shares Index Futures |
14,223 |
18,858 |
-24.6% |
|
HSI Dividend Point Index Futures |
46 |
23 |
100.0% |
|
HSCEI Dividend Point Index Futures |
843 |
1,628 |
-48.2% |
|
HSI Volatility Index Futures |
0 |
0 |
- |
|
CES China 120 Index Futures |
7 |
1 |
600.0% |
|
CES Gaming Top 10 Index Futures |
0 |
0 |
- |
|
Hang Seng Mainland Oil & Gas Index Futures |
0 |
0 |
- |
|
Hang Seng Mainland Banks Index Futures |
9 |
0 |
- |
|
Hang Seng Mainland Healthcare Index Futures |
0 |
0 |
- |
|
Hang Seng Mainland Properties Index Futures |
0 |
0 |
- |
|
Hang Seng IT Hardware Index Futures |
0 |
0 |
- |
|
Hang Seng Software & Services Index Futures |
0 |
0 |
- |
|
IBOVESPA Futures |
0 |
0 |
- |
|
MICEX Index Futures |
0 |
0 |
- |
|
S&P BSE Sensex Index Futures |
0 |
0 |
- |
|
FTSE/JSE Top40 Futures |
0 |
0 |
- |
|
Stock Futures |
794 |
696 |
14.1% |
|
3-Month HIBOR Futures |
2 |
0 |
- |
|
1-Month HIBOR Futures |
0 |
0 |
- |
|
RMB Currency Futures - USD/CNH Futures |
4,324 |
3,535 |
22.3% |
|
RMB Currency Futures - EUR/CNH Futures |
9 |
7 |
28.6% |
|
RMB Currency Futures - JPY/CNH Futures |
1 |
0 |
- |
|
RMB Currency Futures - AUD/CNH Futures |
1 |
0 |
- |
|
RMB Currency Futures - CNH/USD Futures |
95 |
40 |
137.5% |
|
London Aluminium Mini Futures |
1 |
6 |
-83.3% |
|
London Zinc Mini Futures |
3 |
22 |
-86.4% |
|
London Copper Mini Futures |
0 |
7 |
-100.0% |
|
London Lead Mini Futures |
0 |
0 |
- |
|
London Nickel Mini Futures |
9 |
40 |
-77.5% |
|
London Tin Mini Futures |
0 |
0 |
- |
|
Total Options |
435,892 |
455,664 |
-4.3% |
|
Hang Seng Index Options |
38,532 |
37,487 |
2.8% |
|
Mini Hang Seng Index Options |
6,944 |
6,743 |
3.0% |
|
Flexible Hang Seng Index Options |
0 |
0 |
- |
|
H-shares Index Options |
79,002 |
85,316 |
-7.4% |
|
Mini H-shares Index Options |
1,984 |
2,883 |
-31.2% |
|
Flexible H-shares Index Options |
26 |
64 |
-59.4% |
|
Stock Options |
309,404 |
323,171 |
-4.3% |
|
Total Futures and Options |
728,032 |
785,177 |
-7.3% |
Clearing and Settlement
|
CCASS Statistics (securities market) |
Dec 2016 |
Nov 2016 |
% Change |
|
Average daily number of exchange trades handled by CCASS |
1,017,686 |
1,107,985 |
-8.15% |
|
Average daily number of settlement instructions (SIs) settled by CCASS |
85,828 |
81,615 |
5.16% |
|
Average daily number of investor SIs (ISIs) settled by CCASS |
269 |
268 |
0.37% |
|
Average daily settlement efficiency of CNS stock positions on due day (T+2) |
99.88 |
99.89 |
N/A |
|
Shares deposited in the CCASS depository |
|
|
|
|
DCASS Statistics (derivatives market) |
Dec 2016 |
Nov 2016 |
% Change |
|
Month-end Open Interest (contracts) |
|
|
|
|
– Equity Index Futures |
572,757 |
624,120 |
-8.2% |
|
– Stock Futures |
5,365 |
5,885 |
-8.8% |
|
– Interest Rates Futures |
40 |
0 |
- |
|
– RMB Currency Futures |
47,241 |
43,365 |
8.9% |
|
– London Metal Mini Futures |
53 |
92 |
-42.4% |
|
– Equity Index Options |
2,343,151 |
3,345,169 |
-30.0% |
|
– Stock Options |
6,327,503 |
7,246,820 |
-12.7% |
Year-to-date Statistics
|
Securities Market |
Dec 2016 |
Dec 2015 |
% Change |
|
No. of newly listed companies # |
126 |
138 |
-8.7% |
|
Average daily turnover by value ($Mil.) ^ |
66,924 |
105,630 |
-36.6% |
|
Average share traded per trading day (Mil. Shares) |
186,171 |
217,384 |
-14.4% |
|
Average no. of trades per trading day |
1,081,020 |
1,440,280 |
-24.9% |
|
Fund raised by IPOs ($Mil.) |
194,797 |
263,089 |
-26.0% |
|
Total funds raised (including IPOs) ($Mil.)* |
486,708 |
1,115,643 |
-56.4% |
|
Derivatives Market |
Dec 2016 |
Dec 2015 |
% Change |
|
Average daily volume (contracts) |
|
|
|
|
– Equity Index Futures |
337,247 |
293,178 |
15.0% |
|
– Stock Futures |
915 |
2,951 |
-69.0% |
|
– Interest Rates Futures |
0 |
0 |
- |
|
– RMB Currency Futures |
2,206 |
1,062 |
107.7% |
|
– London Metal Mini Futures |
118 |
226 |
-47.8% |
|
– Equity Index Options |
123,354 |
96,756 |
27.5% |
|
– Stock Options |
297,903 |
374,346 |
-20.4% |
|
Clearing & Settlement |
Dec 2016 YTD |
Dec 2015 |
% Change |
|
Average daily number of exchange trades handled by CCASS |
1,080,339 |
1,396,636 |
-22.65% |
|
Average daily number of settlement instructions (SIs) settled by CCASS |
83,047 |
100,829 |
-17.64% |
|
Average daily number of investor SIs (ISIs) settled by CCASS |
276 |
442 |
-37.56% |
# Includes the number of transfer of listings from GEM to Main Board
^ Turnover value for traded in non-HKD currency securities have been included
* Provisional figures only
Historical Records
up to 31 December 2016
Top 10 Hang Seng Index Closes
|
Rank |
Date |
Close |
|
1 |
2007/10/30 |
31638.22 |
|
2 |
2007/10/29 |
31586.90 |
|
3 |
2007/11/01 |
31492.88 |
|
4 |
2007/10/31 |
31352.58 |
|
5 |
2007/11/02 |
30468.34 |
|
6 |
2007/10/26 |
30405.22 |
|
7 |
2007/10/25 |
29854.49 |
|
8 |
2007/11/07 |
29708.93 |
|
9 |
2007/12/06 |
29558.92 |
|
10 |
2007/10/15 |
29540.78 |
Top 10 Daily Market Turnover
(Main Board and GEM)
|
Rank |
Date |
Turnover ($) |
|
1 |
2015/04/09 |
293,910,756,648 |
|
2 |
2015/04/13 |
266,098,632,854 |
|
3 |
2015/04/08 |
252,396,050,844 |
|
4 |
2015/04/14 |
239,903,336,931 |
|
5 |
2015/07/08 |
237,429,139,110 |
|
6 |
2015/04/10 |
222,888,834,174 |
|
7 |
2015/04/15 |
218,018,391,899 |
|
8 |
2015/04/17 |
215,953,404,099 |
|
9 |
2015/07/06 |
214,812,393,078 |
|
10 |
2015/07/09 |
213,825,663,405 |
Top 10 Market Capitalisation
(Main Board and GEM)
|
Rank |
Date |
Market Capitalisation ($) |
|
1 |
2015/05/26 |
31,549,926,214,937 |
|
2 |
2015/05/27 |
31,365,605,931,773 |
|
3 |
2015/05/04 |
31,230,244,838,810 |
|
4 |
2015/04/27 |
31,207,701,541,939 |
|
5 |
2015/04/28 |
31,201,357,832,733 |
|
6 |
2015/04/29 |
31,147,874,933,908 |
|
7 |
2015/05/22 |
31,110,175,634,968 |
|
8 |
2015/05/19 |
31,108,059,908,400 |
|
9 |
2015/06/01 |
31,107,316,498,262 |
|
10 |
2015/04/30 |
30,995,152,430,547 |
Record High for Top-10 Derivatives Market Products (Based on Contract Volume)
|
Product |
Record High Daily Volume |
Record High Open Interest |
||
|
|
Contracts |
Date |
Contracts |
Date |
|
Stock Options |
1,221,324 |
2015/04/13 |
11,159,128 |
2015/05/27 |
|
H-shares Index Futures |
467,559 |
2015/08/26 |
519,817 |
2015/12/29 |
|
Hang Seng Index Futures |
316,855 |
2016/09/27 |
198,789 |
2007/06/27 |
|
H-shares Index Options |
188,957 |
2015/09/04 |
3,276,956 |
2016/12/28 |
|
Mini Hang Seng Index Futures |
141,519 |
2016/06/24 |
21,682 |
2011/06/17 |
|
Hang Seng Index Options |
116,835 |
2011/08/05 |
560,087 |
2012/06/27 |
|
Mini H-shares Index Futures |
74,511 |
2015/07/08 |
16,436 |
2014/12/11 |
|
Stock Futures |
27,966 |
2007/03/28 |
47,050 |
2013/03/27 |
|
HSCEI Dividend Point Index Futures |
25,553 |
2016/01/07 |
184,626 |
2016/12/13 |
|
Mini Hang Seng Index Options |
17,771 |
2016/11/09 |
32,651 |
2012/05/29 |
