HKEX Monthly Market Highlights

Highlights

- Securities Market

The average daily turnover for the first 10 months of 2017 was $83.3 billion, an increase of 24 per cent when compared with $67.1 billion for the same period last year.
The average daily turnover of ETFs for the first 10 months of 2017 was $4.3 billion, an increase of 2 per cent when compared with $4.2 billion for the same period last year.
There were 131* newly listed companies for the first 10 months of 2017, an increase of 39 per cent when compared with 94* for the same period last year.

- Derivatives Market

The average daily turnover of futures and options for the first 10 months of 2017 was 829,037 contracts, an increase of 9 per cent when compared with the 762,518 contracts for the same period last year.
The average daily turnover of RMB Currency Futures for the first 10 months of 2017 was 2,970 contracts, an increase of 61 per cent when compared with the 1,841 contracts for the same period last year.
On 30 October 2017, the turnover of Mini-Hang Seng China Enterprises Index Options reached a record high of 9,246 contracts.
On 31 October 2017, the open interest of HSI Dividend Point Index Futures reached a record high of 11,422 contracts.

* Includes any transfers of listing from GEM to Main Board

Listed Securities (Main Board and GEM)

Month-end figures

	Oct 2017	Oct 2016	End 2016
No. of listed companies	2,082	1,943	1,973
Total market capitalisation ($Bil.)	32,253.2	25,412.9	24,761.3
No. of newly listed companies *	17	19	126
No. of listed securities	12,072	8,887	8,591
No. of equity warrants	8	11	9
No. of derivatives warrants	5,509	3,831	3,705
No. of CBBCs	3,315	2,076	1,844
No. of unit trusts	148	163	157
No. of debt securities	994	854	892

	Oct 2017	Oct 2016	End 2016

* Includes the number of transfer of listings from GEM to Main Board

Securities Market Turnover (Main Board and GEM)

	Oct 2017	Sep 2017	% Change
Monthly turnover ($Mil.) *	1,919,098	1,998,764	-4.0%
Average daily turnover by value ($Mil.) *	95,955	95,179	0.8%
No. of trading days	20	21	-

	Oct 2017	Sep 2017	% Change

* Turnover value for securities traded in non-Hong Kong dollar currency have been included

Turnover by Type of Securities (Main Board and GEM)

	Oct 2017 ($Mil)	Sep 2017 ($Mil)	% Change
Equities	1,469,755.75 (76.6%)	1,549,705.80 (77.5%)	-5.2%
Derivative warrants	256,948.48 (13.4%)	265,162.16 (13.3%)	-3.1%
CBBCs	103,248.84 (5.4%)	94,867.85 (4.7%)	8.8%
Unit Trusts (include ETFs)	85,947.35 (4.5%)	83,454.93 (4.2%)	3.0%

	Oct 2017 ($Mil)	Sep 2017 ($Mil)	% Change

( ) % of market total
Turnover value for securities traded in non-Hong Kong dollar currency have been included

ATS Transactions

The total turnover of automated trading services’ (ATS) transactions for October 2017 was $22,189 million (1.2% of the securities market total turnover).

Mainland Enterprises (Main Board and GEM)

Month-end figures

	Oct 2017	Oct 2016	End 2016
No. of H shares	250	236	241
No. of Red chips Stocks	158	152	153
No. of Mainland private enterprises	629	599	608
Market capitalisation (% of market total)	66.0%	63.0%	63.3%
Turnover value (% of equity turnover)	78.1%	71.9%	70.6%

	Oct 2017	Oct 2016	End 2016

Index performance

Month-end figures

	Oct 2017	% Change over 1 Month	% Change over 12 Months
S&P/HKEX LargeCap Index	36319.97	2.6%	25.7%
S&P/HKEX GEM Index	271.07	1.2%	-29.7%
Hang Seng Index	28245.54	2.5%	23.2%
Hang Seng China Enterprises Index #	11507.72	5.5%	20.4%
Hang Seng China-Affiliated Corporations Index*	4382.78	1.9%	16.5%
CES China 120 Index ^	6594.10	5.8%	30.5%
CESChina HK Mainland Index +	7714.28	5.1%	35.6%

	Oct 2017	% Change over 1 Month	% Change over 12 Months

# - tracks H shares
* - tracks Red chips
^ - tracks 80 Mainland-listed companies and 40 Hong Kong-listed Mainland enterprises
+ - tracks 40 Hong Kong-listed Mainland enterprises

Derivatives Market Turnover

	Average Daily Volume (Contracts)
	Oct 2017	Sep 2017	% Change
Total Futures	311,379	306,766	1.5%
Hang Seng Index Futures	128,378	130,504	-1.6%
Mini Hang Seng Index Futures	48,632	47,576	2.2%
Hang Seng China Enterprises Index Futures	112,336	108,080	3.9%
Mini-Hang Seng China Enterprises Index Futures	15,903	14,244	11.6%
HSI Dividend Point Index Futures	0	19	-100.0%
HSCEI Dividend Point Index Futures	1,095	1,196	-8.4%
HSI Volatility Index Futures	0	0	-
CES China 120 Index Futures	9	12	-25.0%
CES Gaming Top 10 Index Futures	0	0	-
Hang Seng Mainland Oil & Gas Index Futures	18	16	12.5%
Hang Seng Mainland Banks Index Futures	59	56	5.4%
Hang Seng Mainland Healthcare Index Futures	0	0	-
Hang Seng Mainland Properties Index Futures	34	74	-54.1%
Hang Seng IT Hardware Index Futures	0	0	-
Hang Seng Software & Services Index Futures	0	0	-
IBOVESPA Futures	0	0	-
MICEX Index Futures	0	0	-
S&P BSE Sensex Index Futures	0	0	-
FTSE/JSE Top40 Futures	0	0	-
Stock Futures	257	275	-6.5%
5-Year MOF T-Bond Futures	2	2	0.0%
3-Month HIBOR Futures	0	14	-100.0%
1-Month HIBOR Futures	0	0	-
RMB Currency Futures - USD/CNH Futures	3,188	3,961	-19.5%
RMB Currency Futures - EUR/CNH Futures	2	15	-86.7%
RMB Currency Futures - JPY/CNH Futures	5	5	0.0%
RMB Currency Futures - AUD/CNH Futures	1	3	-66.7%
RMB Currency Futures - CNH/USD Futures	51	68	-25.0%
USD Gold Futures	321	226	42.0%
CNH Gold Futures	1,077	395	172.7%
London Aluminium Mini Futures	4	13	-69.2%
London Zinc Mini Futures	2	7	-71.4%
London Copper Mini Futures	5	2	150.0%
London Lead Mini Futures	1	2	-50.0%
London Nickel Mini Futures	2	1	100.0%
London Tin Mini Futures	0	0	-
Total Options	569,436	526,649	8.1%
Hang Seng Index Options	40,473	39,922	1.4%
Mini Hang Seng Index Options	6,223	5,569	11.7%
Flexible Hang Seng Index Options	0	0	-
Hang Seng China Enterprises Index Options	81,478	84,016	-3.0%
Mini-Hang Seng China Enterprises Index Options	2,012	1,581	27.3%
Flexible Hang Seng China Enterprises Index Options	250	0	-
Stock Options	438,965	395,430	11.0%
RMB Currency Futures - USD/CNH Options	35	131	-73.3%
Total Futures and Options	880,815	833,415	5.7%

	Average Daily Volume (Contracts)
	Oct 2017	Sep 2017	% Change

Clearing and Settlement

CCASS Statistics (securities market)	Oct 2017	Sep 2017	% Change
Average daily number of exchange trades settled by CCASS	1,329,731	1,357,230	-2.03%
Average daily number of settlement instructions (SIs) settled by CCASS	97,000	97,054	-0.06%
Average daily number of investor SIs (ISIs) settled by CCASS	349	371	-5.93%
Average daily settlement efficiency of CNS stock positions on due day (T+2)	99.92	99.91	N/A
Shares deposited in the CCASS depository – % of total issued shares – % of the total market capitalisation	75.67 58.17	75.53 57.86	N/A N/A
DCASS Statistics (derivatives market)	Oct 2017	Sep 2017	% Change
Month-end Open Interest (contracts)
– Equity Index Futures	596,137	593,595	0.4%
– Stock Futures	5,166	5,243	-1.5%
– 5-Year MOF T-Bond Futures	104	135	-23.0%
– Interest Rates Futures	290	310	-6.5%
– RMB Currency Futures	26,059	23,066	13.0%
– Gold Futures	809	786	2.9%
– London Metal Mini Futures	111	94	18.1%
– Equity Index Options	3,569,752	3,350,988	6.5%
– Stock Options	8,510,923	7,937,540	7.2%
– RMB Currency Options	3,576	3,291	8.7%

CCASS Statistics (securities market)	Oct 2017	Sep 2017	% Change

Year-To-Date Statistics

Securities Market	Oct 2017 YTD	Oct 2016 YTD	% Change
No. of newly listed companies #	131	94	39.4%
Average daily turnover by value ($Mil.) ^	83,335	67,142	24.1%
Average share traded per trading day (Mil. Shares)	175,611	191,599	-8.3%
Average no. of trades per trading day	1,200,547	1,084,201	10.7%
Fund raised by IPOs ($Mil.)	89,210	167,394	-46.7%
Total funds raised (including IPOs) ($Mil.)*	363,612	385,414	-5.7%
Derivatives Market	Oct 2017 YTD	Oct 2016 YTD	% Change
Average daily volume (contracts)
– Equity Index Futures	296,068	343,456	-13.8%
– Stock Futures	496	950	-47.8%
– 5-Year MOF T-Bond Futures	60	-	-
– Interest Rates Futures	2	0	-
– RMB Currency Futures	2,970	1,841	61.3%
– Gold Futures	916	-	-
– London Metal Mini Futures	11	133	-91.7%
– Equity Index Options	128,431	122,067	5.2%
– Stock Options	400,615	294,070	36.2%
– RMB Currency Options	63	-	-
Clearing & Settlement	Oct 2017 YTD	Oct 2016 YTD	% Change
Average daily number of exchange trades handled by CCASS	1,199,927	1,083,515	10.74%
Average daily number of settlement instructions (SIs) settled by CCASS	90,157	82,928	8.72%
Average daily number of investor SIs (ISIs) settled by CCASS	332	277	19.86%

Securities Market

Oct 2017

YTD

Oct 2016

YTD

% Change

# Includes the number of transfer of listings from GEM to Main Board
^ Turnover value for traded in non-HKD currency securities have been included
* Provisional figures only

Historical Records

up to 31 October 2017

Top 10 Hang Seng Index Closes

Rank	Date	Close
1	2007/10/30	31638.22
2	2007/10/29	31586.90
3	2007/11/01	31492.88
4	2007/10/31	31352.58
5	2007/11/02	30468.34
6	2007/10/26	30405.22
7	2007/10/25	29854.49
8	2007/11/07	29708.93
9	2007/12/06	29558.92
10	2007/10/15	29540.78

Rank	Date	Close

Top 10 Daily Market Turnover
(Main Board and GEM)

Rank	Date	Turnover ($)
1	2015/04/09	293,910,756,648
2	2015/04/13	266,098,632,854
3	2015/04/08	252,396,050,844
4	2015/04/14	239,903,336,931
5	2015/07/08	237,429,139,110
6	2015/04/10	222,888,834,174
7	2015/04/15	218,018,391,899
8	2015/04/17	215,953,404,099
9	2015/07/06	214,812,393,078
10	2015/07/09	213,825,663,405

Rank	Date	Turnover ($)

Top 10 Market Capitalisation
(Main Board and GEM)

Rank	Date	Market Capitalisation ($)
1	2017/10/16	32,616,426,344,586
2	2017/10/18	32,613,116,756,478
3	2017/10/17	32,574,248,436,825
4	2017/10/10	32,477,370,913,260
5	2017/10/20	32,445,102,228,818
6	2017/10/06	32,436,778,889,535
7	2017/10/13	32,424,541,619,432
8	2017/10/25	32,419,565,585,692
9	2017/10/12	32,381,596,636,485
10	2017/10/23	32,354,864,954,711

Rank	Date	Market Capitalisation ($)

Record High for Top-10 Derivatives Market Products (Based on Contract Volume)

Product	Record High Daily Volume		Record High Open Interest
	Contracts	Date	Contracts	Date
Stock Options	1,221,324	2015/04/13	11,442,518	2017/09/27
Hang Seng China Enterprises Index Futures	467,559	2015/08/26	519,817	2015/12/29
Hang Seng Index Futures	316,855	2016/09/27	206,082	2017/06/27
Hang Seng China Enterprises Index Options	188,957	2015/09/04	3,280,515	2017/09/27
Mini Hang Seng Index Futures	141,519	2016/06/24	21,682	2011/06/17
Hang Seng Index Options	116,835	2011/08/05	568,507	2017/09/27
Mini-Hang Seng China Enterprises Index Futures	74,511	2015/07/08	16,436	2014/12/11
Stock Futures	27,966	2007/03/28	47,050	2013/03/27
HSCEI Dividend Point Index Futures	27,501	2017/02/14	184,626	2016/12/13
RMB Currency Futures - USD/CNH Futures	20,338	2017/01/05	46,711	2017/01/04