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ESMA Consults On Certain Aspects Of The MiFID Requirements For Suitability And Compliance

Date 22/12/2011

ESMA issues today two consultation papers on certain aspects of the MiFID requirements for suitability and compliance. Stakeholders are asked to provide their views by 24 February 2012.

The consultation paper on certain aspects of the MiFID requirements for suitability is available here.

The consultation paper on certain aspects of the MiFID requirements for the compliance function is available here.

 

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