In accordance with related regulations of the “Operation Guidance on Opening Accounts for Special Unit Clients (Temporary)” (hereinafter referred to as the Operation Guidance) and the “Regulations on Administration of Opening Accounts for Futures Market Clients” issued by China Futures Margin Monitoring Center, hereby the following measures for opening accounts for special unit clients of DCE are announced.
Ⅰ: Application material and procedure
The futures company shall fill the “Special Unit Client Trading Code Application Form” and prepare related application materials in order to apply for trading code for special unit clients. The futures company shall conduct complete real-name examination on the special unit client, and shall also carry out inspection on the authenrity, accuracy and integrity of the accounts opening materials provided by special unit client. After passing the examination, the futures company shall directly submit the applciation materials and the “Member Service System Special Unit Client Authority Application Form” to the Trading Department. The Trading Department shall give feedback within 10 working days after receiving the materials. The futures company shall apply for the trading code for the approved clients through the unit accounts opening function of the Member Service System. on that page, the “Unit Name” column shall be filled with the “Special Unit Client Name”-“Trustee/Custodian Name”-“Sub-Account Management Assets Name” of the “Special Unit Client Trading Code Application Form”, and in between “-” shall be used for connection. The “Business License Number” column shall be filled with the “Sub-Account Management Assets Code” of the “Special Unit Client Trading Code Application Form”. All other columns shall be completely filled according to suggestions of the system.
Application and change certification shall be submitted in written form to Dalian Commodity Exchange for revision of the client material. The change shall be made through the Member Service System after being approved by DCE. Accounts cancellation shall be conducted through the Member Service System. particularly after the the duration of sub-account management assets ends, related trading codes shall be cancelled in a timely manner.
Ⅱ: Specification for appication materials
1: The application material shall have cover and table of contents, shall be sequenced in accordance with the “Requriements for trading code application material” of the “Operation Guidance”, and bond up with binders. There shall be clear separation marks between different kinds of materials and related labels shall be attached.
2: The paper used for application material shall be A4.
3: The cover of the application material shall be identified with the “Special Unit Client Name”-“Trustee/Custodian Name (if available)”-“Sub-Account Management Assets Name (if any)”.
4: DCE shall have the right to reject application materials that are not prepared in accordance with this specification or require reprepartion.
Ⅲ: Other issues
1: The futures company shall send the electronic version of the “Special Unit Client Trading Code Application Form” to trade@dce.com.cn before the on-site application for opening accounts.
2: Telephone number of the Trading Department: 0411-84808401; Telephone number of the Technical Maintenance Center for client authrity application: 0411-84807180 and 0411-84808447.
3: Working time: 9:00am-11:30am and 13:30pm-17:00pm from Monday to Friday, (except for holidays)