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Dalian Commodity Exchange (DCE) continues to investigate and handle abnormal trading activities and violations for the purposes of performing front-line market supervision responsibilities, regulating futures trading activities, preventing and mitigating market risks and protecting the legitimate rights and interests of market participants. In July 2022, a total of 68 cases of abnormal trading were investigated and handled.
Among the 68 cases of abnormal trading, 27 cases were self-trade exceeding frequency limit, 35 cases were frequent cancellation of orders, and six cases were cancellation of large-amount orders. The above-mentioned clients whose trading activities reached the handling standards of the Exchange have been delivered telephone alert through the Members, and the self-regulatory measures of restricting the opening of positions for one month have been taken against three clients.
In addition, DCE also investigated and handled eight violation clues, four of which were negotiated trade transferring funds and the other four were suspected of self-trade or negotiated trade affecting contract prices. DCE has conducted investigations against the relevant clients and taken corresponding measures in accordance with the relevant DCE rules.
