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Dalian Commodity Exchange (DCE) continues to investigate and handle abnormal trading activities and violations for the purposes of performing front-line market supervision responsibilities, regulating futures trading activities, preventing and mitigating market risks and protecting the legitimate rights and interests of market participants. In March 2022, a total of 62 cases of abnormal trading were investigated and handled.
Among the 62 cases of abnormal trading, 33 cases were self-trade exceeding frequency limit, 24 cases were frequent cancellation of orders and five cases were cancellation of large-amount orders. The above-mentioned clients whose trading activities reached the handling standards of the Exchange have been delivered telephone alert through the Members, and the self-regulatory measures of restricting the opening of positions for one month have been taken against one client.
In addition, DCE also investigated and handled 6 violation clues, including three cases of transferring funds through matched orders and three cases of self-trade or negotiated trade affecting contract prices. DCE has conducted investigations against the relevant clients and taken corresponding measures in accordance with the relevant DCE rules.
