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Dalian Commodity Exchange (DCE) continues to investigate and handle abnormal trading activities and violations for the purposes of performing front-line market supervision responsibilities, regulating futures trading activities, preventing and mitigating market risks and protecting the legitimate rights and interests of market participants. In March 2023, 61 cases of abnormal trading and fifteen violation clues were investigated and handled.
Among the 61 cases of abnormal trading, 36 cases were self-trade exceeding frequency limit, 21 cases were frequent cancellation of orders and four cases were cancellation of large-amount orders. The above-mentioned clients whose trading activities reached the handling threshold of DCE have been delivered telephone alert through the Members.
In addition, DCE also investigated and handled fifteen violation clues, including six cases of transferring funds through matched orders, eight cases of self-trade or negotiated trade affecting contract prices and one case of violation of other kind. DCE has conducted investigations against the relevant clients and taken corresponding measures in accordance with DCE rules.
