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Dalian Commodity Exchange (DCE) continues to investigate and handle abnormal trading activities and violations for the purposes of performing front-line market supervision responsibilities, regulating futures trading activities, preventing and mitigating market risks and protecting the legitimate rights and interests of market participants. In May 2022, a total of 43 cases of abnormal trading and two violation clues were investigated and handled.
Among the 43 cases of abnormal trading, 20 cases are self-trade exceeding frequency limit, 20 cases are frequent cancellation of orders, and three cases are cancellation of large-amount orders. The above-mentioned clients whose trading activities reached the handling standards of the Exchange have been delivered telephone alert through the Members, and the self-regulatory measures of restricting the opening of positions for one month have been taken against four clients and one group of accounts with actual control relationship.
In addition, DCE also investigated and handled two violation clues, all of which were suspected of self-trade or negotiated trade affecting contract prices. DCE has conducted investigations against the relevant clients and taken corresponding measures in accordance with the relevant DCE rules.
