Dalian Commodity Exchange (DCE) continues to investigate and handle abnormal trading activities and violations for the purposes of performing front-line market supervision responsibilities, regulating futures trading activities, preventing and mitigating market risks and protecting the legitimate rights and interests of market participants. In September 2024, 36 cases of abnormal trading were investigated and handled.
Among the 36 cases of abnormal trading, 11 cases were self-trade exceeding frequency limit, 24 cases were frequent cancellation of orders and one case was cancellation of large-amount orders. The above-mentioned clients whose trading activities reached the handling threshold of DCE have been delivered telephone alert through the Members and the self-regulatory measure of restricting the opening of positions for one month have been taken against three clients.
In addition, DCE also investigated and handled three violation clues, all of which were transferring funds through matched orders. DCE has conducted investigations against the relevant clients and taken corresponding measures in accordance with DCE rules.
