Dalian Commodity Exchange (DCE) continues to investigate and handle abnormal trading activities and violations for the purposes of performing front-line market supervision responsibilities, regulating futures trading activities, preventing and mitigating market risks and protecting the legitimate rights and interests of market participants. In May 2024, 33 cases of abnormal trading were investigated and handled.
Among the 33 cases of abnormal trading, 23 cases were self-trade exceeding frequency limit, 10 cases were frequent cancellation of orders. The above-mentioned clients whose trading activities reached the handling threshold of DCE have been delivered telephone alert through the Members and the self-regulatory measure of restricting the opening of positions for one month have been taken against one client and one group of accounts with actual control relationship.
In addition, DCE also investigated and handled eleven violation clues, including two cases of transferring funds through matched orders, six cases of self-trade or negotiated trade affecting contract prices, three cases of exceeding trading limit. DCE has conducted investigations against the relevant clients and taken corresponding measures in accordance with DCE rules.
