To prevent market risks, maintain orderly operation of the market and protect investors’ legitimate rights and interests, China Financial Futures Exchange (CFFEX) took the following self-regulatory measures against violations of exchange rules in September 2025.
CFFEX handled 4 cases of self-trade, and 9 cases of frequent placement and cancellation of orders, involving 16 clients in total. 11 clients were suspended the opening of new positions, and 5 clients’ members received reminders via telephone.
CFFEX handled 30 cases of trading limits breaches, and took measures against the 111 clients involved by suspending their opening of new positions.
CFFEX handled 6 cases of clients’ hedging positions exceeding their corresponding matching requirements, and took measures against the 6 clients involved by issuing a verbal reminder, restricting position opening, requesting rectification within a prescribed time period, and requesting reporting, among others.
CFFEX handled 2 cases of rule-breaking clues, taking self-regulatory measures against 2 clients by issuing a written admonishment and requiring a letter of undertaking, and against 1 client member by arranging a cautionary interview in one case; and against 2 clients and 1 member by issuing a written admonishment in the other case.
