To prevent market risks, maintain orderly operation of the market and protect investors’ legitimate rights and interests, China Financial Futures Exchange (CFFEX) took the following self-regulatory measures against violations of exchange rules in March 2026.
CFFEX handled 1 case of self-trade, 13 cases of frequent placement and cancellation of orders, and 2 cases of placement and cancellation of large orders, involving 13 clients in total. 10 clients were suspended the opening of new positions, and 3 clients’ members received reminders via telephone.
CFFEX handled 35 cases of trading limits breaches, and took measures against the 135 clients involved by suspending their opening of new positions.
CFFEX handled 7 cases of clients’ hedging positions exceeding their corresponding matching requirements, and took measures against the 7 clients involved by requesting rectification within a prescribed time period, and requesting reporting, among others.
CFFEX handled 1 case of rule-breaking clues, taking self-regulatory measures against 1 client by giving a verbal reminder.
