To prevent market risks, maintain orderly operation of the market and protect investors’ legitimate rights and interests, China Financial Futures Exchange (CFFEX) took the following self-regulatory measures against violations of exchange rules in July 2026.
CFFEX handled 3 cases of self-trade, 5 cases of frequent placement and cancellation of orders, 2 cases of placement and cancellation of large orders, and 1 case of aggregate position held through actual control accounts exceeding applicable position limit, involving 33 clients in total. 26 clients were suspended the opening of new positions, and 7 clients’ members received reminders via telephone.
CFFEX handled 47 cases of trading limits breaches, and took measures against the 192 clients involved by suspending their opening of new positions.
CFFEX handled 3 cases of clients’ hedging positions exceeding their corresponding matching requirements, and took measures against the 3 clients involved by requesting rectification within a prescribed time period, and requesting reporting, among others.
CFFEX handled 2 rule-breaking clues. In one violation case, disciplinary sanctions of circular criticism together with position‑opening restrictions were imposed on one client; disciplinary sanctions of warning together with position‑opening restrictions were imposed on three clients; disciplinary sanctions of circular criticism were imposed on another three clients. The disposal results have been recorded in the capital market integrity information database. For the other violation clue, self‑regulatory measures of position‑opening restrictions were imposed on five clients.
