To prevent market risks, maintain orderly operation of the market and protect investors’ legitimate rights and interests, China Financial Futures Exchange (CFFEX) took the following self-regulatory measures against violations of exchange rules in January 2026.
CFFEX handled 3 cases of self-trade, 10 cases of frequent placement and cancellation of orders, and 1 case of placement and cancellation of large orders, involving 23 clients in total. 19 clients were suspended the opening of new positions, and 4 clients’ members received reminders via telephone.
CFFEX handled 49 cases of trading limits breaches, and took measures against the 182 clients involved by suspending their opening of new positions.
CFFEX handled 6 cases of clients’ hedging positions exceeding their corresponding matching requirements, and took measures against the 6 clients involved by requesting rectification within a prescribed time period, and requesting reporting, among others.
CFFEX handled 6 cases of rule-breaking clues, taking self-regulatory measures against 4 members by giving a verbal reminder, against 4 members by issuing a written admonishment, and against 4 clients by suspending opening of new positions.
