To prevent market risks, maintain the orderly operation of the market and protect investors’ legitimate rights and interests, China Financial Futures Exchange (CFFEX) took the following self-regulatory measures against violations of exchange rules in January 2021.
CFFEX handled 13 cases of abnormal trading activities with 14 clients involved, including 5 cases of self-trade, 6 cases of frequent placement and cancellation of orders, and 2 cases of intraday excessive trading. 11 clients were suspended the opening of new positions, and 3 members received reminders via telephone.
