To prevent market risks, maintain orderly operation of the market and protect investors’ legitimate rights and interests, China Financial Futures Exchange (CFFEX) took the following self-regulatory measures against violations of exchange rules in February 2026.
CFFEX handled 2 cases of self-trade, 7 cases of frequent placement and cancellation of orders, and 2 cases of aggregate position under a group of actual control accounts exceeding applicable position limit, involving 18 clients in total. 11 clients’ members received reminders via telephone, and 7 clients were suspended the opening of new positions.
CFFEX handled 22 cases of trading limits breaches, and took measures against the 112 clients involved by suspending their opening of new positions.
CFFEX handled 2 cases of clients’ hedging positions exceeding their corresponding matching requirements, and took measures against the 2 clients involved by requesting rectification within a prescribed time period, and requesting reporting, among others.
CFFEX handled 1 case of fund diversion via prearranged trading. CFFEX took disciplinary measures against the 2 clients involved by requesting rectification, issuing a reprimand, suspending the opening of new positions and imposing punitive damages. CFFEX took disciplinary measures against the 1 party involved by issuing a reprimand. The violations of this case were also recorded in the Capital Market Integrity Database.
