The Division of Market Oversight (DMO) of the Commodity Futures Trading Commission (CFTC) today provided time-limited no-action relief for Swap Execution Facilities (SEFs) from the requirements to capture post-trade allocation information in their audit trail data, as required under CFTC Regulations.
DMO’s no-action relief expires on November 15, 2017, and is subject to the following conditions:
-
- RELATED LINKS
- CFTC Staff Letter 15-68
During this period of relief, DMO will continue to work with SEFs and other parties involved in the allocation workflow to identify methods for obtaining post-trade allocation information.