BOX Options: Solicitation Auction Notification

Under BOX Rule 7270(b)(3), prior to entering agency orders into the Solicitation Auction (the “Auction”) on behalf of customers, Order Flow Providers are required to deliver to their customers a one-time written notification that informs the customers that their orders may be executed using the Auction. The written notification must disclose the terms and conditions contained in Rule 7270(b) and be in a form approved by BOX.

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