Mondo Visione Worldwide Financial Markets Intelligence

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BaFin Imposes Administrative Fines

Date 21/02/2022

On 7 February 2022, BaFin imposed administrative fines totalling 70,000 euros on a natural person due to breaches of section 33 (1) sentence 1 of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG).

An appeal may be lodged against the administrative fine order.