2016 An Active Year For llROC Enforcement: Report Highlights llROC's Progress In Pursuing More Effective Enforcement Tools To Protect Investors

The Investment Industry Regulatory Organization of Canada (llROC) today published its annual Enforcement Report,showing an increase in investigations and enforcement actions taken to protect investors and strengthen the integrity of Canada's capital markets. The report also highlights llROC's progress in pursuing more effective legal authority to hold wrongdoers who harm investors accountable for their actions.

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