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Date 13/11/2009
SEC Announces Agenda and Panelists for Small Business Forum
The Securities and Exchange Commission today announced the agenda, speakers and panelists for its November 19 forum on small business capital formation.
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Date 13/11/2009
CFTC Staff Allows The Offer And Sale In The United States Of The Tokyo Stock Exchange’s (TSE’s) Mini Futures Contract Based On The TOPIX And TSE’s Futures Contracts Based On The TOPIX Core30 Index And TSE REIT Index
The Commodity Futures Trading Commission's (CFTC's) Office of General Counsel today announced that it issued a no-action letter on November 9, 2009, permitting the offer and sale in the United States of the Tokyo Stock Exchange’s (TSE) mini futures contract based on the TOPIX and TSE’s futures contracts based on the TOPIX Core30 Index and TSE Real Estate Investment Trust (REIT) Index.
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Date 13/11/2009
Securities Regulators To Talk Financial Literacy With Students
The Securities and Exchange Commission today announced a new financial literacy outreach program to promote financial literacy to elementary school students.
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Date 13/11/2009
BATS Files With SEC To Launch Options Trading - Operator Of BATS Exchange And BATS Europe On Schedule For Early 2010 US Options Launch
BATS Global Markets, an innovative global financial markets technology company, today announced it officially filed rules with the Securities and Exchange Commission (SEC) to launch a US equity options trading platform in early 2010 (announced separately July 8, 2009).
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Date 13/11/2009
Paul Beswick Named SEC Deputy Chief Accountant In Charge Of Accounting Group
The Securities and Exchange Commission today announced that Paul A. Beswick has been named the Deputy Chief Accountant overseeing the Accounting group within the agency's Office of the Chief Accountant.
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Date 13/11/2009
TMX Information Processor Names Peter S. Jarvis, CFA Governance Committee Chair
The TMX Information Processor, operated by TSX Inc., is pleased to announce the appointment of Peter S. Jarvis, CFA as Chair of the TMX Information Processor Governance Committee.
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Date 13/11/2009
Shanghai Stock Exchange Tightens Punishment over Illegal Accounts
The Shanghai Stock Exchange (SSE) strengthened its supervision over speculation on newly issued stocks on the market by centralized risk alerts to a number of accounts prone to speculation on new stocks and taking measures including written warning and trading restriction towards some accounts seriously violating regulations.
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Date 13/11/2009
NYSE Euronext Kicks Off Global Entrepreneurship Week With “Mentoring Madness” At The New York Stock Exchange On Monday, November 16
CNBC’s Maria Bartiromo hosts entrepreneurship discussion featuring Snoop Dogg, Blake Mycoskie, Stephen Hanson, and Barry Sternlicht mtvU’s “Movers & Changers” contest winner selected; awarded $25,000 start-up funds <
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Date 13/11/2009
Paul Beswick Named SEC Deputy Chief Accountant In Charge Of Accounting Group
The Securities and Exchange Commission today announced that Paul A. Beswick has been named the Deputy Chief Accountant overseeing the Accounting group within the agency's Office of the Chief Accountant.
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Date 13/11/2009
Borsa Italiana: New CEOs For Cassa Di Compensazione & Garanzia And Monte Titoli
Paolo Cittadini, Cassa Compensazione & Garanzia CEO Andrea Giochetta, Monte Titoli CEO
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