FTSE Mondo Visione Exchanges Index:
News Centre
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Date 18/02/2011
SIX Exchange Regulation Fines Leclanché SA
SIX Exchange Regulation has issued a sanction notice imposing a fine of CHF 5,000 on Leclanché SA for violating the rules on ad-hoc publicity and a regular reporting obligation.
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Date 18/02/2011
IOSCO Identifies Benefits Of Organised Platform Derivatives Trading
The Technical Committee of the International Organisation of Securities Commissions (IOSCO) has published a Report on Trading of OTC Derivatives. The report analyses the benefits, costs, and challenges associated with increasing exchange and electronic trading of over-the-counter (OTC) derivative products and contains recommendations to assist the transition of trading in standardised derivatives products from OTC venues onto exchanges and electronic trading platforms (organised platforms) while preserving the efficacy of those transactions for counterparties.
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Date 18/02/2011
TSE Imposes Disciplinary Action On Rakuten Securities, Inc.
The Tokyo Stock Exchange (hereinafter "TSE") has imposed disciplinary action (censure) against Rakuten Securities, Inc. (hereinafter the "Company") pursuant to Rule 34, Paragraph 1, Item 8 of the Trading Participant Regulations.
Additionally, TSE has requested the submission of a business improvement report pursuant to the provisions of Rule 19 of the Trading Participant Regulations.
The business improvement report shall include:
(1) Planning of reinforcement measures for re-establishing internal management systems and frameworks in order to prevent cases which will contradict laws, rules and regulations in cases of introducing/modifying systems and frameworks as well as internal rules and operational practices, taking into account reasons for the violation of laws, rules and regulation;
(2) Implementing training, etc. of all officers and employees in order to foster the proper understanding and compliance with the laws, rules and regulations related to margin trading and compliance with such laws, rules and regulations; and
(3) Clarification of the locus of responsibility in light of the disciplinary action. -
Date 18/02/2011
TOCOM To Change Nikkei-TOCOM Commodity Index Futures Contract Specification
1.Background and Purpose of Revision
TOCOM will revise the contract specification of Nikkei-TOCOM Commodity Index Futures contract (TOCOM NEXT) for the reasons outlined below:
Since the launch on March 23rd, 2010 on a trial basis(*) of the Nikkei-TOCOM Commodity Index Futures, the market price (closing price) and the Settlement Index Point based on the actual Index value (theoretical price) have been constantly diverging, resulting in frequent additional margin calls on the first mark-to-market when a new position is taken, or triggering loss-cut orders immediately after the opening of a Day Session where the market price diverged again from the daily Settlement Index Point.
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Date 18/02/2011
SGX To Offer Continuous All-Day Trading By 2nd Quarter Of 2011
Singapore Exchange (SGX) today said it is seeking regulatory approval to offer non-stop trading from 9.00am to 5.00pm for its securities market by the second quarter of the year, instead of 1 March. This follows further consultation with market participants.
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Date 18/02/2011
Tokyo Commodity Exchange: Important Contract Specification Changes Affecting Nikkei-TOCOM Commodity Index Future
In response to deteriorating market liquidity of the Nikkei-TOCOM Commodity Index Futures (TOCOM NEXT), TOCOM will change the contract specification of the contract (For details, click here), replacing the Contract Day Transaction (i.e: a contract without expiry) by an ordinary type of futures contract (futures contract with expiry), provided that said change be approved by the Minister/Ministry of Economy, Trade and Industry of Japan.
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Date 18/02/2011
BM&FBOVESPA: Memorandum Of Understandings (MoU) With Shanghai Stock Exchange Will Not Cover Cross Listing Of Company´s Stocks
Bolsa de Valores, Mercadorias e Futuros (the "Company") announces that, on February 21st, 2011, BM&FBOVESPA and Shanghai Stock Exchange (SSE) will sign a MoU in order to start discussions regarding business opportunities and information exchange. Unlike articles released by national and international press, this MoU will not cover cross listing of company´s stocks listed in the two exchanges.
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Date 17/02/2011
BM&FBOVESPA S.A. Announces Earnings For The Fourth Quarter Of 2010
BM&FBOVESPA S.A. announces earnings for the fourth quarter of 2010. Growth in revenues and net income mark the quarter. Following the main highlights of the period, including the 2010 results and the comparison of the preview year:
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Date 17/02/2011
UK Government Announces Appointment Of External Members To The Interim Financial Policy Committee
The Government and the Bank of England today announced that Alastair Clark, Michael Cohrs, Donald Kohn and Sir Richard Lambert have been appointed to the interim Financial Policy Committee (FPC) as external members.
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Date 17/02/2011
FINRA Imposes Fines Totaling $600,000 Against Lincoln Financial Securities And Lincoln Financial Advisors For Failure To Protect Confidential Customer Information - Personal Records Of Over One Million Customers Not Properly Safeguarded; Firm Credited For Response To Customers And Corrective Actions Taken
The Financial Industry Regulatory Authority (FINRA) announced today that it has imposed fines of $450,000 against Lincoln Financial Securities, Inc. (LFS) and $150,000 against an affiliated firm, Lincoln Financial Advisors Corporation (LFA), for failure to adequately protect non-public customer information. In addition, LFS failed to require brokers working remotely to install security application software on their own personal computers used to conduct the firm's securities business.
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